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Karl Heinrich Marx · Marx-Engels Collected Works, Vol. VI, p. 290

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  • ON THE ESSENCE, CONTENT, FORM, PHENOMENON, AND APPEARANCE OF THE PROCESSES OF REALITY

    ON THE ESSENCE, CONTENT, FORM, PHENOMENON, AND APPEARANCE OF THE PROCESSES OF REALITY

    Marxist Philosophy of SciencePhilosophy of Science · Dialectical Materialism

    On the Essence, Content, Form, Phenomenon, and Appearance of the Processes of Reality

    Categories, mediations, and knowledge of natural and social processes

    Original essay · 10 April 2021
    Complete revised and expanded edition · 29 October 2026
    18,571 words · Approximate reading time: 98 min

    Introduction

    Knowing a process requires reconstructing its relationships

    Reality is not exhausted by its immediate presentation. A temperature variation, a magnetic signal, a price, or motion observed from a platform can be recorded precisely and still require an explanation of the relationships that produce it. The question of essence begins when we investigate what makes a manifestation possible and why it takes a particular form.

    This essay examines five categories—essence, content, form, phenomenon, and appearance—within dialectical materialism. Its purpose is not to offer five isolated definitions, but to reconstruct their relationships, differences, and usefulness for studying natural and social processes. A process’s material unity does not eliminate its determinations; analytically distinguishing those determinations does not turn them into separate entities.

    The central problem is methodological: how can essence–phenomenon and content–form be articulated when the object of research contains multiple components, scales, relationships, and instances of mediation? Philosophical tradition provides general categories; scientific practice requires specifying which relationships explain the process, how they are organized, and through what evidence they can be known.

    The proposed contribution is to develop the notion of essential content and clarify the distinction between phenomenon and appearance. Essential content identifies a fundamental articulation within the content of a delimited system. The phenomenon–appearance distinction makes it possible to investigate objective manifestation alongside the conditions of a partial presentation or insufficient understanding. Both proposals are offered as research instruments open to discussion and testing.

    The discussion begins with Rosental, Iudin, and Frolov, examines the relationship between material history and logical reconstruction, and develops cases involving climate, geomagnetism, the geodynamo, reference frames, topology, and political economy. Interdisciplinary comparisons are fruitful when they clarify questions and mediations. They do not remove the need to argue within each science or turn an analogy into a physical, mathematical, or economic equivalence.

    The elaboration on essence and mathematical structures develops this articulation across several levels: topology is one dimension of the essential, whose relevance is assessed alongside differentiable structure, metric, symmetries, and historical-dynamical determinations. The discussion draws on the author’s manuscript on geometry, history, and lawfulness while expressly distinguishing mathematical results, philosophical interpretation, and research proposals.

    Complete revised and expanded edition of the essay published on 10 April 2021. It includes the full development of its arguments, four source illustrations, all 21 revised notes, and the original bibliography with supplementary references. Reformulated passages are integrated into the discussion; the historical Spanish-language document remains available at the end.

    Reading guide

    Five categories, one articulated process

    The table provides an initial orientation. Its definitions are developed and examined in the following sections; they should not be understood as five material compartments or as a universal spatial sequence.

    Working distinctions used in this edition
    CategoryGuiding questionNecessary qualification
    EssenceWhich fundamental relationships explain the delimited process?It is not a separate thing or, by definition, a spatial center.
    ContentWhich elements, processes, and relationships constitute the object under consideration?It is not reducible to an unorganized sum.
    FormHow is that content organized and expressed under particular conditions?It includes modes of organization, not merely outline or visible aspect.
    PhenomenonHow does the process manifest itself, and what can be investigated through that manifestation?It may require instrumental and theoretical mediation.
    AppearanceWhich partial presentation or insufficient interpretation requires explanation?It is not reducible to subjective fantasy and is not always entirely false.

    Essential content does not add a sixth thing to the object. It designates a reasoned selection of fundamental determinations within a broader content. Its usefulness depends on the question and on the criteria used to establish that selection, not on a merely verbal decision.

    The discussion can be read in three movements: categorial foundations; a proposal for differentiation; and applications and methodological consequences. The contents allow readers to return to a definition, compare cases, or consult a note without leaving the same document.

    I. Essence

    Following the philosophical reasoning of Rosental and Iudin (1971, p. 148), we should begin by stating that both essence and phenomenon are philosophical categories reflecting aspects necessarily inherent in every object of reality. We can define essence as the set of the object’s properties and relationships that are:

    1. The deepest: fundamental relationships that explain the object’s internal structure, identity, and transformations. Depth here is explanatory, not necessarily spatial.

    2. Relatively stable: relationships that maintain a degree of persistence within a timescale and a domain of conditions. Such stability does not mean immobility or perpetual equilibrium. It may consist in the reproduction of an organization, dynamic stability, or the persistence of relationships during a transformation. Conditions that allow an internal equilibrium to be maintained or restored constitute a particular case of this stability, not its universal definition1.

    This set, which we shall call the essential set, generally determines the object with respect to the following aspects:

    1. Origin: the conditions of emergence, generative causes, and historical relationships that make the object possible. In ordinary usage, “origin” may mean beginning, motive, birth, source, or root; here its causal and historical meaning must be specified, without thereby introducing a moral cause or a predetermined purpose.

    2. Character: the set of qualities and circumstances through which a thing differs from others in its mode of being or existing2.

    3. Direction of development: the tendencies, possibilities, and constraints of its subsequent evolution. A tendency is not a single destiny and does not exclude external conditions, contingencies, or bifurcations.

    Within this interpretive framework, essence can be understood as a mediation between starting points and outcomes: it lies in the object’s process of development. The expression “intermediate place” does not designate the geometrical center of a trajectory, but an articulation of relationships. Nor should the order of exposition of a philosophy be confused with a chronological sequence of material events.

    In a materialist reading of the relationship between Hegel and Marx, the decisive difference concerns the foundation attributed to the process: material and social determinations are the starting point of conceptual reconstruction, while the concept is an outcome of knowledge. The opposition cannot simply be reduced to reversing two boxes—“being” and “concept”—since Hegelian logic develops more complex mediations. What is retained from the initial formulation is the question of dominance within a relationship: which conditions explain the genesis, reproduction, and transformation of the totality?

    Aufheben, or a sublation that negates and preserves, makes it possible to examine this transformed continuity. In this essay, the dominance of origin is understood as a hypothesis of explanatory priority to be justified in each investigation, not as a law according to which every beginning necessarily dominates every outcome. Marx (2007, pp. 14–18) develops a concrete treatment of this question when analyzing the relationships between production, consumption, distribution, and exchange:

    Nothing, then, is simpler for a Hegelian than to identify production and consumption. This occurred not only among socialist essayists, but also among prosaic economists such as Say, who think, for example, that if we consider a people, its production would be its consumption. Or likewise humanity in the abstract. Storch demonstrated Say’s error by pointing out that a people, for instance, does not merely consume its production, but also creates means of production, fixed capital, and so on. (…) Moreover, to consider society as a single subject is to consider it falsely, speculatively. In a subject, production and consumption appear as moments of one act. What matters most here is to emphasize that, whether production and consumption are considered as activities of one subject or of many individuals, in each case they appear as moments of a process in which production is the actual starting point and therefore also the predominant moment.

    Consumption as need is itself an internal moment of productive activity. But the latter is the starting point of realization and therefore its predominant factor, the act in which the whole process repeats itself. The individual produces an object and, by consuming it, returns to himself, but as a productive individual who reproduces himself. In this way, consumption appears as a moment of production. In society, by contrast, the relationship between producer and product, once the product is finished, is external, and the object’s return to the subject depends on the subject’s relationships with other individuals. The subject does not take possession of it immediately. Moreover, immediate appropriation of the product is not the subject’s purpose when producing within society.

    Between the producer and the products stands distribution, which determines, through social laws, the share of the world of products that falls to the producer, thus intervening between production and consumption (…) Now, does distribution exist as an autonomous sphere alongside production and outside it? (…) Although it appears as a presupposition for the new period of production, it is itself in turn a product of production: not merely of historical production in general, but of historically determinate production.

    Essence is thus a “place” in a relational sense: an articulation of relationships among components and with their conditions of existence. A delimited system may have internal and external relationships; if the universe is adopted as a totality by definition, no exterior to that totality is postulated. This conceptual distinction does not itself provide a physical theory of the universe or allow its systems to be counted through an undefined expression such as n − 1.

    We call essential or nuclear those relationships whose explanatory function is fundamental to the problem investigated. Their importance cannot be deduced solely from the size of components or from a “relative weight” quantifiable in every case. It must be argued through their causal involvement, the constraints they impose on the system’s behavior, and their ability to explain the object’s production and reproduction. Our present inability to measure that importance does not eliminate the possibility of an objective hierarchy; neither does it authorize us to assert a specific hierarchy without evidence.

    Components involved in essential relationships may condition other internal or external relationships. Such dominance is relative to the process, scale, and conditions: a relationship secondary to one question may be decisive for another. A possible connection between Hegelian mediation and Soviet definitions of essence as a set of internal connections is proposed here as a philosophical interpretation; demonstrating a historical genealogy would require further textual study.

    Thus, Rosental and Iudin (1971, p. 147) define essence as follows:

    Meaning of the given thing, what the thing is in itself, as distinct from all other things and from the variable states it undergoes under the influence of particular circumstances. The concept of “essence” is highly important for every philosophical system and for distinguishing philosophical systems according to their answers to the questions of how essence relates to being and how the essence of things relates to consciousness and thought. For objective idealism, being, reality, and existence depend on the essence of things, understood as something independent, immutable, and absolute. In this case, the essences of things form a peculiar ideal reality that generates and governs all things (Plato, Hegel). For subjective idealist tendencies, essence is a creation of the subject, who projects it outward and represents it in the guise of things.

    The only correct standpoint consists in recognizing the reality of things’ objective essence and its reflection in consciousness. Essence does not exist outside things, but within and through them, as their principal general property, as their law. Human knowledge gradually apprehends the essence of the objective world, penetrating it ever more deeply. This knowledge is used to act back upon the objective world with a view to its practical transformation (…)

    II. Phenomenon

    An analytical introduction to the category of phenomenon must begin by stating that essence and phenomenon constitute a unity: just as there can be no “pure” essences that do not appear, neither are there phenomena devoid of essence. This means that even what appears contains at least some elements of the essential set. A perceptual interpretation can therefore be insufficient without entirely lacking a relationship to the object. Phenomenon should be understood as the set of the object’s properties and relationships that are:

    1. Diverse3.

    2. External.

    3. Mobile or changeable.

    4. Immediately accessible to the senses4.

    This set represents the way essence manifests or reveals itself.

    The definition of essence is further developed in Gómez Julián (2021a, pp. 89–90):

    The formulation developed in Lessons in Marxian Gnoseology I (Gómez Julián, 2021a, pp. 89–90) holds that essence should not be imagined as an isolated thing, but as a place where relationships are articulated. Several components and kinds of connection may be involved: each component’s internal relationships, relationships between components, and their relationships with the totality. The unity of essence refers to the integration of the process investigated; it does not require that this process have a single simple cause.

    The limiting example of a self-contained totality helps us think about internal relationships without postulating an exterior. The original reference to the Big Bang should be read as a conceptual illustration of that problem, not as a cosmological claim that the universe was a particle situated in a container, that it had an ordinary “external surface,” or that we know all of its initial conditions.

    The relationship to mathematics requires distinguishing several structural determinations: topological—such as continuity and connectedness—differentiable, metric—such as distances, angles, and curvature, depending on the framework—and algebraic-operational. A topological space is a set equipped with a topology; it is not, by mathematical definition, the “place of the whole essence.” Organizing a process may additionally require a specified history and dynamics. The unity of essence does not require reducing those relationships to one type of structure.

    The comparison highlights organizations not exhausted by visible shape, without identifying topology with essence or geometry with appearance. Both disciplines investigate local and global structures; metric differences may be intrinsic and explanatorily fundamental. The following subsection develops how these dimensions are articulated and how mathematical preservation differs from causal or explanatory relevance.

    There is also a problem of establishing hierarchies: distinguishing components may be easier than identifying the relationships that articulate them, and characterizing relationships between components may be easier than reconstructing every internal process within each component. These differences depend on the object, scales, information, and available techniques. In quantum theory, they cannot simply be attributed to imprecise instruments: the formalism’s own constraints must be respected and distinguished from its philosophical interpretations5.

    The methodological thesis retained here is that investigating relationships more deeply may require more precise measurements, better models, and new experimental devices. It does not follow that every property can be known simultaneously with arbitrary precision, or that every difficulty in knowledge is merely technological.

    Conceptual elaboration · Essence and mathematical structures

    One essence, multiple mathematical determinations

    The relationship between essence and mathematics is not exhausted by topology. An organization can be investigated through set-theoretic, topological, differentiable, metric, algebraic-operational, and historical-causal determinations. Within this essay’s philosophical framework, these dimensions formalize different aspects of essential relationships; their articulation must be justified with respect to the concrete process. No independent essence is postulated for each discipline, and not every material system is assumed to require representation as a Riemannian manifold.

    The manuscript Geometry, History, and Lawfulness: Dialectical Materialist Foundations of Spaces with Metric Structure develops this perspective through a hierarchy of preservations and the question of the historical constitution of symmetries (Gómez Julián, 2026, §§1.7–1.8, 4.2.1, and 8). Its conceptual orientation is incorporated here: investigate which relationships are preserved, which change, and how different determinations of one object are articulated. That orientation must be distinguished from the validity of each theorem, conjecture, or extension proposed in the manuscript.

    Structural dimensions and criteria of preservation

    Articulable dimensions of mathematical description; neither material compartments nor a universal chain
    DimensionWhat it characterizesRelevant preservation or equivalence
    Set-theoreticCardinality and correspondences between elements, when sets without additional structure are considered.Bijections preserve cardinality; they do not by themselves guarantee continuity, smoothness, or distances.
    TopologicalContinuity, neighborhoods, connectedness, compactness, and other properties defined by the topology.Homeomorphisms preserve topological structure. This preservation does not determine all differentiable or metric information.
    DifferentiableCompatible smooth atlases, tangent spaces, and the framework for formulating differential variations.Diffeomorphisms preserve differentiable structure. The structure makes it possible to formulate dynamics but does not itself select an evolution law.
    Metric-geometricLengths, distances, and, in Riemannian geometry, angles and intrinsic curvature.Isometries preserve the metric. Intrinsic properties derived from it are not merely features of an external silhouette.
    Algebraic-operationalComposition of transformations and symmetries of specified structures.Groups, their actions, and their invariants are investigated. Being a Lie group requires the appropriate conditions, not merely the word “symmetry.”
    Historical-causal and dynamicalInteraction order, inherited constraints, path dependence, and transition rules.Which maps preserve those relationships and are compatible with evolution must be specified. Irreversible transitions do not automatically constitute a group of invertible transformations.

    The table distinguishes aspects that may depend on one another. On a Riemannian manifold, for example, the metric tensor determines its Levi-Civita connection—the torsion-free connection compatible with the metric—and, through it, curvature. These objects should not be counted as invariably independent data. Nor is differentiable structure obtained simply by renaming topology (Meinrenken, 2002, §§1 and 12–18).

    On a fixed smooth manifold M equipped with a Riemannian metric g, transformations preserving additional structure satisfy the following inclusions:

    Structure preserved on one object
    Isom(M, g) ⊆ Diff(M) ⊆ Homeo(M) ⊆ Bij(M)

    The inclusions express additional preservations; they need not be strict for every object. Adding a structure does not mean producing it through a bijection, and a Lie group is not a universal final rung following every metric.

    Why a metric difference can be essential

    Consider one set, the upper half-plane U = {(x, y) ∈ ℝ² : y > 0}, with its usual topology and differentiable structure. We can equip it with the restricted Euclidean metric and the Poincaré hyperbolic metric:

    One topological and differentiable underlying space
    gE = dx² + dy²
    gH = (dx² + dy²) / y²

    With these normalizations, their Gaussian curvatures are KE = 0 and KH = −1.

    Both metrics induce the same topology on U, but they are not isometric: they differ in an intrinsic property, curvature. The identity of the topological and differentiable underlying space does not erase differences in distance and geodesic geometry. The example uses the hyperbolic model described by Schwartz (2005) and its curvature formulation presented by Banchoff (§9.6); compatibility of Riemannian distance with manifold topology is established in Meinrenken (2002, Theorem 14.7).

    A difference not distinguished by topological classification can therefore be fundamental to a geometric explanation or to a model whose dynamics depend on the metric. It is not merely an altered drawing or a passive coordinate change: distinct metric tensors have been specified on the same space. “Phenomenal from the topological standpoint” can only mean that a distinction does not enter that equivalence; it does not demonstrate that the distinction is inessential to the object or process investigated.

    Symmetries, history, and the process’s lawfulness

    Symmetries provide a way to investigate what remains under determinate transformations. What is preserved must nevertheless be specified: a topology, a metric, a causal order, an action, or an evolution law. Admissibly transforming a state, preserving geometry, and being a symmetry of dynamics are not interchangeable descriptions. Historical information can impose constraints not contained in topology considered alone.

    The author’s manuscript proposes reconstructing operational lawfulness by articulating topology, differentiable structure, history, and metric. This elaboration takes up that question as a research program, without asserting as a universal mathematical consequence that any history and any metric produce a unique physical symmetry group. Noninvertible transitions may call for semigroups or other composition structures; these must be justified for the model rather than treating every historical transformation as a Lie-group element.

    Mathematical invariance and explanatory relevance

    Two questions must be distinguished: what does a class of transformations preserve? and which relationships are fundamental to explaining this process? The first determines equivalences and invariants relative to specified structures. The second requires justification of mechanisms, dependencies, constraints, and evidence. Even the group consisting only of the identity leaves every property invariant, without that observation itself selecting which properties explain the process.

    The unity of essence can thus be understood as an articulation of determinations whose mathematical reconstruction requires several levels when the problem demands them. Selecting essential content may jointly involve topological, differentiable, metric, algebraic, historical, and dynamical relationships. The purpose is not to multiply names for one datum, but to avoid mistaking preservation of one structure for complete knowledge of the object.

    III. The dialectical relationship between essence and phenomenon

    Essence thus appears as determining, and phenomenon as determined; phenomenon is given immediately, whereas essence is concealed. In terms of features, phenomenon is richer than essence, but essence is deeper than phenomenon. The essence of an object is always one, although it manifests in many phenomena; phenomenon is more changeable than essence. One phenomenon may manifest several essences, even opposing ones; phenomenon may express essence in a distorted or inadequate manner, which is the appearance of objects within the universal system called reality. Explanatory unity concerns the delimited object: that a phenomenon results from several processes does not oblige us to attribute mutually contradictory essences to one thing in the same sense. Partial appearance must be explained through the relationships that produce it.

    When manifestation is interpreted partially, insufficiently, or in a distorted way, the investigator may reach mistaken conclusions about the process. The problem is confusing what is immediately observed with a sufficient explanation of reality, not denying reality to the observable. In this edition, “real” designates what actually exists, and “reality” the concrete totality of processes, relationships, and conditions of existence; neither term is restricted to what is directly perceptible. A measurement is real, but its causal significance requires investigation.

    Contradiction, however, exists not only between essence and phenomenon, but also within essence itself; these are the object’s fundamental contradictions, which determine its general development6.

    (Rosental & Iudin, 1971, p. 148). Essence is mutable.

    The contradiction between essence and phenomenon conditions the complex and contradictory character of the process of knowledge: ‘(…) if the form of manifestation and the essence of things directly coincided, all science would be superfluous’ (K. Marx and F. Engels, vol. XXV, part II, p. 384). To penetrate without limit from phenomenon toward essence, discover the essence of things behind external phenomena, and find the grounds for why essence manifests in one way rather than another: such is the aim of knowledge. Through immediate contemplation, human beings become acquainted with things on the surface, with phenomena. Knowledge of essence is achieved through abstract thought.

    In science, the transition from knowledge of phenomenon to knowledge of essence takes the specific form of a transition from experiment (observation) to explanation through description.

    (Rosental & Iudin, 1971, p. 148).

    IV. Form

    Following Rosental and Iudin (1971, pp. 190–191), both form and content are philosophical categories that disclose the internal sources of the unity, integrity, and development of material objects. These categories thus reflect aspects necessarily inherent in every object of reality. “Inherent” means something united to a thing by its nature in such a way that it cannot be separated from it (Real Academia Española, 2020).

    Form therefore also partially expresses content7, but an analysis based solely on form—even assuming it has been adequately identified—will generally lead, at best, to a significantly incomplete and therefore significantly defective, harmfully one-sided account.

    V. Content

    Content should be understood as

    (…) the set of elements and processes constituting the basis of objects and conditioning their existence, development, and the replacement of their forms. The category of form expresses the internal connection and mode of organization and interaction of the phenomenon’s elements and processes, both with one another and with external conditions. The development of form and content is the development of two aspects of the same phenomenon: the differentiation of a unity, giving rise to contradictions and conflicts that lead to the abandonment of the form and the modification of the content.

    (Rosental & Iudin, 1971, p. 191).

    In this sense,

    The unity of form and content is relative and transitory, and is disrupted by changes, conflicts, and the struggle between them. The source of the [contradictions] between form and content lies in the difference between their functions in development.

    (Rosental & Iudin, 1971, p. 191).

    VI. The dialectic in the interrelationship between form and content

    Following the Soviet authors, content is the basis of development, while form is the thing’s mode of existence. Content has its own movement—it contains the thing’s essence—while form depends on content. Content contains possibilities of development beyond those form may permit; content is the guiding element of development, while form has relative independence and may facilitate or obstruct development. A change of form results from a change in content itself, which conditions content’s guiding role in development. Form never remains invariant. But a change or elimination of form does not always occur abruptly; more often it results from a gradual intensification of contradictions between form and content. Changes of form are also influenced by external conditions, factors, and connections that do not directly belong to content.

    Form has a relative independence that grows stronger with the history of a given form. The stability of form is a factor securing the progressive development of content. Yet that same stability, which stimulates development in early stages, becomes a source of conservatism over time. Contradictions between form and content are not contradictions between a passive and an active side. The real process unfolds through their reciprocal action as opposites actively influencing the development of the thing or object. The mismatch between form and content caused by form lagging behind content is highly important for development, but characterizes only one of its contradictions.

    The resolution of contradictions between form and content depends on their character, degree of development, and the conditions under which they arise. Resolution may occur by changing form in accordance with changes in content, changing content in accordance with a new form, rejecting form, subordinating an old form to new content, and so on. In passing from one qualitative state to another, the old form is either eliminated or transformed, with the qualification that it cannot be eliminated before the premises and elements of a more developed form have been prepared within it.

    This is the dialectical process of Aufheben8, in which the old form is rarely discarded completely and absolutely. The new form does not always become dominant at once, but begins to prevail gradually. Old forms support development less effectively than new ones, and for this reason the new form comes to occupy an increasingly important place. This character of the old form’s Aufheben also makes regressive development—the restoration of old forms—possible. The dialectic of content and form is strikingly manifested in society’s constant renewal and development.

    As Frolov (1984, pp. 85–86) explains, form and content are categories that

    (…) reflect the interconnection of two aspects of natural and social reality: the elements and processes composing the object or phenomenon, ordered in a particular way—that is, content—and the mode of existence and expression of this content and its various modifications—that is, form. The concept of form is also used in the sense of the internal organization of content; the problem of form is thereby further developed in the category of structure. In pre-Marxist philosophy, especially idealist philosophy, form was reduced to structure, while content was identified with a certain unordered collection of elements and properties—with “matter.” This helped establish and preserve, over a prolonged historical period, idealist representations of the primacy of form over content. In materialist dialectics, structure and internal ordering are considered necessary components of content.

    As structure and organization are modified, the object’s content and its physical and chemical properties change substantially. In registering the multiple modifications of content and its modes of existence and manifestation, form also possesses a structure. The interaction of content and form necessarily includes, within development, both the action of the various components of content upon form and the action of form upon content, taking account of their objective relationship of subordination. In this interaction, content represents the object’s guiding, determining side, while form changes depending on changes in content and the concrete conditions of its existence. In turn, form, possessing relative autonomy, actively acts back upon content: a form corresponding to content accelerates its development, whereas a form that no longer corresponds to changed content impedes its development.

    The interrelationship of content and form is a typical example of the interconnection of dialectical opposites, characterized both by their unity and by the contradictions and conflicts between them. The unity of content and form is relative and temporary; mutual conflicts and contradictions inevitably arise in the course of development. As a result, a mismatch between content and form emerges, ultimately resolved by the “shedding” of the old form and the emergence of a new form appropriate to the changed content. The emergence, development, and overcoming of contradictions between content and form, and their struggle—mutual transitions between content and form, the “filling” of an old form with new content, form acting back upon content, and so on—constitute an important component of the dialectical theory of development. The relationship of content and form is particularly complex and contradictory, in the dialectical sense, in the development of society.

    Contradictions between content and form in the spheres of the mode of production, base and superstructure, and economy and politics constitute a highly important driving force of social development.

    At the level of thought, Frolov adds:

    In thought, content and form are fundamental concepts of the science of logic. In materialist dialectics as logic—dialectical logic—the content of thought means natural and social reality insofar as it appears before us as the object of theoretical scientific thought: as a set of concepts, representations, theories, various abstractions, and idealizations established in the historical development of knowledge. Forms of thought are different ways in which the social subject engages with the object on the ideal plane, directed toward reproducing the regularities and properties of objective reality in the content of thought: categories, ascent from the abstract to the concrete, various forms of inference, and so on. The set of forms of thought organizes cognitive content in a particular way and guides the subject’s thinking in the processes of acquiring new knowledge.

    Internal organization, expression, and structure

    Form here has a broader meaning than silhouette: it includes organization and modes of expression. Depending on the question, an internal structure may be analyzed as the form of organization of a content and, simultaneously, as part of the content of a broader totality. This analytical relativity does not mean arbitrariness: the object delimited and the relationships investigated must be specified.

    Nor should form–content interaction be reduced to an active part acting upon a purely passive one. The explanatory priority assigned to content is compatible with feedback effects, organizational constraints, and mutually conditioning changes. An institution, a structure of circulation, or a technical device may facilitate or block material possibilities without thereby becoming a self-sufficient cause.

    VII. Connections and differences between the categorial pairs

    The Soviet sources examined reveal analogies and connections between essence–phenomenon and content–form. This essay’s hypothesis is that these connections make their methodological articulation possible; it does not assume that the entire Marxist tradition has asserted a strict identity between the two pairs. Nor are these categories inhabitants of two unrelated worlds.

    To examine the problem, we turn to Rosental’s The Problems of Dialectics in Marx’s Capital (1961). The following quotations retain passages on relationships between concepts, degrees of knowledge, value, price, and the development of forms. What these sources state must be distinguished from the inferences proposed here on their basis.

    Therefore, concepts reflecting concrete reality must be connected with one another and transform into one another; otherwise they would not faithfully reflect reality in perpetual development. All this explains why Lenin considered the essential content of logic to lie in the relationships between concepts, their transformations, and their connection.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, p. 414).

    As Capital demonstrates, the categories of phenomenon and essence express degrees and the deepening of knowledge, which moves from external, superficial aspects toward internal, essential ones. This movement from phenomenon toward deeper essence gives the process of knowledge its dialectical character.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, pp. 279–280). Here essence and phenomenon are understood as theoretical descriptions of the development of knowledge.

    We have just examined the logical relationship between the categories of chance and necessity. But these categories, which register particular aspects of the whole, are closely connected through relationships and transformations with categories such as essence and phenomenon, the singular—or particular—and the general, content and form, cause and effect, interaction, and so on. For example, the relationship between value and price is intimately reflected in the mutual connection not only of necessity and chance, but also of essence and phenomenon, the general and the singular, and content and form. The problem of essence and phenomenon is closely connected with the abstract and the concrete. Linking essence with phenomenon, law with its concrete forms of expression, involves an advance from the abstract to the concrete.

    The intermediate links on which Marx insists so strongly are discovered precisely in the course of this advance, which will be discussed later.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, p. 446). This passage makes explicit transformations between pairs of categories, including the two pairs investigated in this essay.

    For example, if the category of content is directly connected with the category of form in dialectical logic, this is not arbitrary: in real phenomena and processes themselves, the aspects reflected in the concepts of content and form do not exist without one another and interpenetrate while also opposing one another.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, p. 440). This explicitly establishes the direct connection between content and form and its gnoseological foundation. In this sense, it seems to imply that the categories “content” and “form” are used to study the historical trajectory of reality’s phenomena and processes; however, this still does not settle the question of the analytical sphere to which essence–phenomenon belongs.

    Value—content—and exchange-value—form—constitute a unity. Commodity exchange encounters the limits of an outdated form of value and requires the emergence of a new, higher, and more complete form, generating a contradiction between content and form.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, p. 442). The same implication noted in relation to page 440 is visible here.

    If Kant is to be believed, phenomenon and essence, the singular and the universal, constitute two unconnected worlds, entirely separated from one another. For idealist “empiricists”—Berkeley, Hume, and others—sensations constitute the only reality, and nothing else exists outside them. For all idealists, in a word, the problem of phenomenon and essence, the singular and the universal, the sensible and the abstract, was insoluble.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, p. 253). By referring to Kant and to the categories “the singular” and “the universal,” and describing a gnoseological problem the idealists cited by Rosental could not resolve, the passage makes it plausible to regard essence–phenomenon as categories used to study the historical trajectory of phenomena and processes through the historical evolution of thought.

    Knowing the price of a commodity requires no analysis, but knowing value as the basis of price requires scientific analysis. Concerning forms of expression and their basis, Marx writes: “The former reproduce themselves directly and spontaneously as mental forms developing on their own; the latter must be discovered by science.” Phenomenon and essence therefore indicate degrees of deepening knowledge. Marx writes that discovering, for example, the concealed basis or secret of wages required a long historical period, but that once this basis is known, nothing is easier than understanding the necessity of that form of expression.

    (Rosental, The Problems of Dialectics in Marx’s Capital, 1961, pp. 264–265). This reflection appears to support the implications inferred from page 253. The same author, a compiler of the 1965 Philosophical Dictionary as well as earlier and later editions9, states the following about the philosophical category of phenomenon:

    (From the Greek φαινόμενον: representation, phenomenon.) A concept designating what is given in experience and known through the senses. In Kant’s philosophy, phenomenon is distinguished in principle from noumenon, which lies beyond the limits of experience and is inaccessible to human contemplation. Through the concept of phenomenon, Kant sought radically to separate essence and appearance, considering the former unknowable (agnosticism). From the standpoint of dialectical materialism, there is no sharp boundary between phenomenon and essence: essence comes to be known through phenomenon. (Phenomenalism, phenomenology.)

    (Rosental & Iudin, Philosophical Dictionary, 1971, p. 171). This reference also appears to confirm the interpretation of essence–phenomenon reached through Rosental (The Problems of Dialectics in Marx’s Capital, 1961, p. 253).

    The preceding reading distinguishes two analytical emphases without turning them into ontological compartments:

    1. Content–form makes it possible to investigate the constitution, organization, and historical trajectory of real processes. It also allows the content and forms of thought to be studied, as Frolov’s exposition shows.

    2. Essence–phenomenon makes it possible to investigate the objective relationship between determinations and manifestations and reconstruct the advance of knowledge toward deeper explanatory relationships. Its gnoseological function does not eliminate the objectivity of what is known.

    The object’s real history and the history of knowledge of it are connected, but do not automatically coincide. Logical reconstruction can grasp relationships already operating before they were known and can revise inherited categories. Correspondence between the two pairs is therefore partial, argued, and problem-dependent, rather than an equivalence between interchangeable words.

    VIII. Differentiation and generalization of the categories

    VIII.I. Correspondence, complementarity, and essential content

    In this essay, “Bohr–Marx correspondence principle” designates a materialist appropriation of the correspondence principle and its interpretation in Soviet philosophy. It is not the conventional name of a physical principle jointly formulated by Bohr and Marx. “Bohr–Marx complementarity” likewise names the author’s proposed philosophical generalization, whose scope must be distinguished from Bohr’s quantum complementarity.

    The Soviet source formulates the correspondence principle as follows:

    It is one of the fundamental methodological principles of scientific development. Its philosophical significance consists in expressing the movement of knowledge from relative truths toward an ever fuller absolute truth. It was first formulated during the period of the complete collapse of the concepts of classical physics (Bohr, 1913). According to the correspondence principle, whenever scientific conceptions undergo a rupture, the fundamental laws of the new theory created through that rupture possess characteristics such that, in a limiting case, assigning an appropriate value to a characteristic parameter in the new theory transforms them into the laws of the old theory. For example, the laws of quantum mechanics become those of classical mechanics when the magnitude of the quantum of action can be neglected. The correspondence principle can be traced in the history of mathematics, physics, and other sciences.

    It reflects the law-governed connection between old and new theories, arising from the internal unity of qualitatively different levels of matter. Such unity conditions not only the integrity of science and its history, but also the immense heuristic role of the correspondence principle in penetrating a qualitatively new sphere of phenomena. A scientific interpretation of this principle discloses the dialectic of cognition and demonstrates the inconsistency of relativism.

    (Rosental & Iudin, Philosophical Dictionary, 1971, p. 375).

    The relationship between continuity and transformation in theories offers a methodological orientation: a generalization must clarify what it preserves, what it modifies, and under which conditions it recovers an earlier formulation. Adding names is insufficient. Nor does correspondence between scientific theories guarantee that any philosophical classification is correct; it poses a question to be resolved through argument and concrete applications.

    Connections between essence–phenomenon and content–form thus raise the problem of their differences: what distinguishes each pair, what they share, and which mediations can be constructed without dissolving them into verbal identity.

    The distinction between an objective process and its subjective reconstruction is retained here, while the reversal of labels in the initial formulation is corrected: both pairs may refer to objective relationships, and both participate in knowledge. Thought is not an immobile or necessarily “ossified” copy of the real; it is a historical, social, practical activity that abstracts, organizes, tests, and transforms its representations. The object’s material priority does not make that activity superfluous.

    The effort to systematize dialectical logic—developed in different stages of Soviet philosophy and in the work of Elí de Gortari, among others—requires specifying how natural and social phenomena are described. A rigorous history of these programs cannot be reduced to 1917–1989 or treat them as a school without internal differences. That context nevertheless helps situate this essay’s ambition: to articulate philosophical categories and scientific practices without replacing each discipline’s specific work.

    In meteorological systems with strange attractors, for example, simply calling a set of processes “content” and their organization “form” may be too general for some research questions. Variables, scales, connections, boundary conditions, and mechanisms must be identified. It does not follow that chaotic systems cannot be formalized. Lorenz’s work (1963) precisely demonstrates the investigation of nonperiodic behavior through deterministic nonlinear differential equations.

    Formalizing a system, solving its equations, explaining its mechanisms, and accurately predicting its long-term trajectory must be distinguished. Sensitivity to initial conditions limits certain forecasts even when a model is mathematically defined. The relevant criticism of an excessively dichotomous description concerns its possible explanatory insufficiency for a concrete problem, not a supposed universal inability of formal logic, mathematics, or computers to study motion.

    Expanding analytical layers may help construct material subsequently integrated through synthesis, in the methodological sense discussed by Marx and Rosental and developed in Lessons in Marxian Gnoseology I. The aim is to adapt questions and distinctions to the object by considering different angles of a natural or social investigation.

    Not every generalization automatically offers advantages. Its fruitfulness may not be immediate, but it must be examinable: which distinctions does it introduce, which relationships does it help reconstruct, and which problems does it solve better than the previous classification? Expanding vocabulary is only one possible means for this work.

    The proposal introduces an explicitly constructed category: essential content. It is “artificial” only in the sense of being a deliberate conceptual construction; its legitimacy depends on distinguishing relevant real relationships, not on having invented a word. It is intended to contribute to the systematization of dialectical materialist philosophy and communication between disciplines, without imposing a single classification that ignores their objects and methods.

    Within content–form, essential content designates the articulated set of determinations of content fundamental to explaining the delimited process. It does not indiscriminately encompass everything contained in the system or identify the essential with what is most numerous, heaviest, or spatially innermost.

    Essential content can therefore be mathematically articulated across several dimensions. The relevance of a topological relationship does not exclude a metric relationship, causal constraint, or evolution law from being equally fundamental to the process. All these levels need not be imposed on every object: which are involved and how they condition one another must be justified. The distinction developed in One essence, multiple mathematical determinations prevents essential content from being identified with an isolated topology.

    Within essence–phenomenon, that same set may be investigated as the process’s essence: the questions concern how its determinations manifest themselves, through which mediations, and by what evidence they can be known. This duality is functional: one articulation of relationships is examined through different questions. A shift of perspective does not make every use of “content” synonymous with “essence.”

    At the manifestation end of the relationships, appearance allows partial, superficial, or distorted presentations to be discussed, but should not be treated as automatically equivalent to form or phenomenon. The author’s studies of the negative binomial distribution and of eigenspaces, eigenvectors, and eigenvalues provide the application precedents mentioned in the document: Gómez Julián (2020; 2021b), originally published under the pseudonym Isadore Nabi. The proposal is made explicit here so readers can understand it without consulting those works.

    Making the proposal operational

    Using “essential content” requires specifying the process to be explained; its temporal and spatial scales; the content initially considered; the relationships proposed as fundamental; and the evidence that would allow this selection to be revised. The term must not function as a certificate of depth awarded by an investigator to their own explanation.

    From general classification to a research question
    OperationQuestionExpected outcome
    DelimitWhich process, under which conditions?An explicit object of research.
    Describe contentWhich components, processes, and relationships are involved?An organized inventory open to revision.
    Identify mediationsHow are mechanisms and observables related?A testable causal or explanatory reconstruction.
    Propose essential contentWhich relationships are fundamental to this explanation?A reasoned hierarchy, not a label.
    TestWhich results support or challenge the selection?Limited confirmation, modification, or abandonment of the proposal.

    Additional usefulness would be assessed by comparing explanations: does it distinguish previously conflated mechanisms, make omitted conditions explicit, generate new hypotheses, or avoid invalid inferences? If it merely renames an existing distinction, its contribution would be terminological. If it improves reconstruction of the process and guides testing, its scope would be methodological.

    The essay calls “Bohr–Marx complementarity” the articulation of perspectives that makes it possible to study one totality through the material history of its relationships and through the logical reconstruction of those relationships. A single category may acquire differentiated functions according to the question without artificially duplicating objects.

    This proposal retains the interest in connecting historical and logical trajectories, as well as essence–phenomenon and content–form. Its relationship to Bohr is analogical and methodological: it does not demonstrate formal equivalence with quantum-observable complementarity or attribute to Marx a theory he did not formulate. Soviet contributions provide philosophical precedents for the interpretation of correspondence; the extension proposed here must stand on its own coherence and usefulness.

    One final theoretical difficulty nevertheless remains. The classical definition of appearance describes it as the

    External manifestation, directly given to the senses, of the essence of things or, more precisely, of some part of essence. In this sense, appearance is equivalent to phenomenon. A subjective moment is present: phenomenon expresses the subject’s essence inadequately, in a distorted way—a partially submerged object appears broken, the Sun appears to revolve around Earth, and so on. Nevertheless, reducing appearance solely to this subjective moment would be mistaken, since it is connected in one way or another with objective essence, of which it is a manifestation. The subjective element giving rise to an erroneous representation of a phenomenon’s essence is itself often conditioned by objective factors. Knowledge must trace appearance back to its essence and explain how the latter manifests in the former. (Essence and phenomenon.)

    (Rosental & Iudin, Philosophical Dictionary, 1971, pp. 20–21). This seems to contradict the preceding discussion flagrantly—or at least apparently.

    In complex systems and latent-variable models—for example, hierarchical probabilistic models—access to relationships not directly observed requires mediations: indicators, measurement assumptions, estimation procedures, and tests. Quantum theories and hidden-variable proposals associated with de Broglie and Bohm likewise raise questions about relationships between formalism, observables, and interpretation.

    A latent variable in a statistical model is not thereby a physical entity or a demonstrated essence. Likewise, a theory’s probabilistic character does not automatically decide its ontological interpretation. Classical statistical mechanics provides an important precedent for investigating mediation between microscopic and macroscopic descriptions, without thereby reducing quantum probability to classical ignorance.

    The methodological conclusion is that mediation may increase and the categories used should make that increase explicit. Moving from data to explanatory structures depends not only on improving instruments, but also on revising identification assumptions, inferences, and conditions of validity.

    In simple contexts, a relatively undifferentiated distinction between immediate presentation and explanation of the process may suffice. In more complex contexts, phenomenon and appearance should be distinguished: phenomenon is the objective, investigable manifestation; appearance is its partial presentation or an insufficient interpretation whose genesis requires explanation. This differentiation may also be useful in classical problems and does not depend exclusively on the involvement of probabilities.

    The reference to Born and Schrödinger’s wave function identifies a domain in which the relationship between observable outcomes and theoretical description is particularly important. It does not authorize identifying quantum probability theory with a simple extension of classical statistics. The proposed philosophical generalization retains the requirement of correspondence: more detailed distinctions should allow less detailed classifications to be recovered when the question and conditions permit.

    Categories are understood here as conceptual instruments for reconstructing articulations of relationships. The more complex the relevant relationships, the greater the possible need to differentiate them. This need is demonstrated through explanatory function, not by invoking complexity as a slogan.

    Essence, content, and form allow different abstractions of the object and its modes of manifestation. They do not necessarily constitute successive spatial strata or a universal ladder always to be climbed in the same order. Research can advance, revisit its distinctions, and modify its initial delimitation.

    In the social sciences, reference to Durkheim’s social facts reminds us that phenomena also have objective social conditions and relationships. “Social fact,” however, has a specific theoretical meaning in Durkheim; it is not simply synonymous with every social phenomenon. The essay’s materialist thesis is that manifestations and knowledge of them have material and historical conditions, even when far-reaching abstractions are required.

    Just as the first generalization was justified through the two studies mentioned—one abstract and another concrete–abstract, in the sense developed by Enrique Dussel as the concrete-in-thought and discussed in Gómez Julián’s Lessons in Marxian Gnoseology I (2021a)—the second generalization, distinguishing “phenomenon” and “appearance,” will now be examined.

    VIII.II. Earth’s magnetic field and the climate system

    Consider the preceding discussion in relation to Kilifarska, Bakhmutov, and Melnyk’s study (2020) of connections between Earth’s magnetic field and climate, itself evidently a complex analysis.

    To undertake this task, the concept of climate must first be introduced10. Kilifarska, Bakhmutov, and Melnyk (2020, p. 43) characterize it through prevailing meteorological conditions over prolonged periods—temperature, wind direction and speed, precipitation, and cloudiness—and their relationship with the hydrosphere, cryosphere, land surface, its absorption and emission properties, and the biosphere.

    Broadly, climate is described through statistical properties of atmospheric conditions and the climate system, including means, variability, distributions, and extremes, for a time interval and a location or region. The customary reference to thirty years concerns the conventional period of World Meteorological Organization climatological normals; it does not mean that climate exists only after that interval or that thirty observations always constitute a large or sufficient sample.

    The quantity and resolution of data, their autocorrelation and quality, and the research question condition the information available. Thirty years of daily observations are not equivalent to thirty independent observations. Distinguishing record duration, number of data points, and effective sample size is indispensable to prevent a climatological convention from becoming an incorrect statistical rule (WMO, climatological normals).

    The components of the climate system interact continuously. Solar radiation is its principal external energy source; the energy balance also depends on how energy is absorbed, reflected, emitted, and redistributed. Atmospheric composition, aerosols, clouds, oceans, ice, and the surface participate in this balance.

    Kilifarska, Bakhmutov, and Melnyk (2020, p. 44) refer to Herschel (1801) when reviewing historical precedents for hypotheses about solar variations and climate. That historical reference does not itself establish a causal attribution of contemporary climate change. Its relevance here is to show that climate explanations distinguish mechanisms, timescales, and mediated relationships.

    The reference work organizes its discussion into external and internal variations. The former include changes in solar luminosity and magnetic activity, orbital parameters, cosmic rays, and lithospheric activity; the latter include oceans, albedo, sea ice, atmospheric composition, climate modes, and living systems. The following figure preserves the chapter outline presenting that organization.

    In Kilifarska, Bakhmutov, and Melnyk’s account (2020, p. 44), possible external influences include particles of solar, galactic, or extragalactic origin; volcanism, tectonics, continental movement, and changes in relief; and geomagnetic and orbital changes. Ocean circulation, albedo, atmospheric composition, and the activity of living beings, including humans, are examined within the system’s processes. The full set of mechanisms discussed is thus retained without treating the book’s classification as the only possible taxonomy.

    This expository organization must be distinguished from IPCC terminology. In IPCC glossaries, solar variations, volcanic eruptions, and anthropogenic changes in greenhouse gases or land use may act as external forcings of the climate system. “External” depends on the delimitation of the system and does not necessarily mean “extraterrestrial.” Nor is every influence a radiative forcing: forcing factors, response processes, feedbacks, and internal variability must be distinguished (IPCC, glossary).

    Atmospheric composition illustrates the point: an imposed change in carbon dioxide can be a forcing, while a water-vapor response to a temperature change can function as a feedback. Classification requires specifying the process and its conditions, not merely naming the material component.

    Chapter outline on climate-variability factors: external forcings, internal variations, and the regional character of variations.
    Figure 1. Organization of chapter 3 in Kilifarska, Bakhmutov, and Melnyk (2020, p. 43). The source image is retained; its classification is discussed in the text.
    Enlarge figure and read its interpretation
    Chapter outline on climate-variability factors: external forcings, internal variations, and the regional character of variations.

    Reading the outline: 3.1, external forcings and mechanisms of influence (p. 44): solar luminosity (44), solar magnetic field (48), orbital parameters and Milankovitch cycles (50), galactic cosmic rays (51), lithospheric activity (53). 3.2, internal variations around an average climate state (58): oceans (59), planetary albedo (60), sea ice (60), atmospheric composition (61), climate modes (61), living systems (62). 3.3, regional character of variations and the challenge to hypotheses (63). References (64).

    Consider the role of lithospheric activity11, particularly the movement of tectonic plates. The example is useful because it draws on familiar spatial representations without assuming that every explanatory relationship is geometrical. The following figures show tectonic processes and a comparison of temperature and geomagnetic-field variations, respectively.

    Methodologically, these materials require different reconstructions: a tectonic diagram represents mechanisms and spatial relationships, whereas a time series represents measured or reconstructed variations. An image, a classification, and a correlation are not the same kind of evidence.

    Diagram of convergent, transform, and divergent plate boundaries, subduction, volcanic arcs, an ocean ridge, and a continental rift.
    Figure 2. Tectonic processes reproduced by Kilifarska, Bakhmutov, and Melnyk (2020, p. 56, fig. 3.7). The image caption refers to Kious and Tilling, This Dynamic Earth, USGS, and an illustration by José F. Vigil.
    Enlarge figure and read its interpretation
    Diagram of convergent, transform, and divergent plate boundaries, subduction, volcanic arcs, an ocean ridge, and a continental rift.

    The diagram connects convergent, transform, and divergent boundaries, seafloor spreading, subduction, volcanic arcs, mountain belts, ocean ridges, continental rifts, and mantle regions. Arrows represent relative movements. Its function in the essay is to illustrate spatial relationships and mechanisms; the image does not demonstrate a particular climatic influence.

    Two panels of decadal averages comparing winter surface air temperature with geomagnetic-field intensity for northern and southern latitude bands.
    Figure 3. Comparison of temperature and geomagnetic field in Kilifarska, Bakhmutov, and Melnyk (2020, p. 58, fig. 3.8), reproduced on p. 25 of the essay. The curves retain the source’s colors and legends.
    Enlarge figure and read its interpretation
    Two panels of decadal averages comparing winter surface air temperature with geomagnetic-field intensity for northern and southern latitude bands.

    The image presents decadal averages in latitude bands from 40° to 70° in both hemispheres over an approximately century-long interval. Magnetic curves use the intensity axis; thermal curves use the temperature axis. Legends distinguish magnetic reconstructions and temperature series. Visual coincidence of changes does not itself establish causality; inference requires examining data, scales, mechanisms, and alternative explanations.

    The second of these two figures compares variations in winter surface air temperature and geomagnetic intensity over a century-long interval. Temperature curves appear in red and gray tones and magnetic curves in black. The source graph presents decadal averages for latitude bands in both hemispheres, making attention to its scales, data, and averaging procedures necessary.

    These materials constitute only part of the book’s analysis. Their complexity does not exhaust possible explanations and must be assessed by comparing hypotheses, measurements, and results from other investigations. The object and the means of investigation simultaneously condition what can be known, although physical complexity must not be confused with limitations of the measurement procedure.

    The coexistence or covariation of two curves does not demonstrate that one variable causes the other. An explanation requires an identifiable mechanism, compatible magnitudes, control of alternative factors, and assessment of uncertainties. The geomagnetic discussion is retained here as a case of mediation and comparison between hypotheses, not as an established explanation of contemporary warming. Specifically, the IPCC (2021, chapter 7, §7.3.4.5) assesses the contribution of galactic cosmic rays to effective radiative forcing between 1750 and 2019 as negligible. That assessment concerns that mechanism and period; it does not eliminate every conceivable geophysical question.

    The philosophical interest of the case allows three questions to be posed about our categories’ ability to guide analysis.

    The first question is whether simply naming “content” and “form” suffices to represent and explain the interaction of processes shown in both figures. The second is whether those two general designations suffice to reconstruct even one figure in detail. The third concerns the integrated analysis of the book’s chapter summarized in the reproduced outline: how would its variables, mechanisms, and scales be integrated?

    The proposed answer is that these two designations alone do not provide all the necessary specification. This does not demonstrate that dialectical materialism possesses only two categories or that its classical categories are useless. It indicates the need for mediations and operational distinctions when seeking to guide a concrete investigation, as in the Marxian study of political economy.

    The coexistence of many variables raises problems of classification, estimation, prediction, causal identification, and probabilistic modeling. The involvement of several sciences adds compatibility problems between concepts, instruments, and scales. Criticizing a theory’s philosophical presuppositions is not equivalent to automatically rejecting its empirical content because of its categories’ intellectual origin. Critical appropriation requires showing what is preserved, what is transformed, and which results support the transformation.

    Now consider Earth’s layers alone, as shown in the following illustration.

    Historical cross-section of Earth showing crust, mantle, asthenosphere, outer and inner core, and geological discontinuities. Original Spanish labels are explained in the English key.
    Figure 4. Earth’s layers. Provenance recorded in the document: Un Blog de Dibujos / Noches en vela. The historical diagram and its original Spanish labels are preserved in full; an English reading key is provided below.
    Enlarge figure and read the English key
    Historical cross-section of Earth showing crust, mantle, asthenosphere, outer and inner core, and geological discontinuities. Original Spanish labels are explained in the English key.

    English key to the Spanish labels: corteza = crust; astenosfera = asthenosphere; manto externo / interno = outer / inner mantle as named in this historical diagram; núcleo externo / interno = outer / inner core; corteza continental / oceánica = continental / oceanic crust. The diagram also names the Conrad, Mohorovičić, Gutenberg, and Lehmann discontinuities, and one spelled “Dahn.” The drawing’s terminology is preserved as documentation of the original figure; it does not replace a current geological classification. The text and notes distinguish compositional and mechanical criteria and avoid automatically identifying physical layers with philosophical categories.

    The illustration of Earth’s layers distinguishes three problems. First, explaining a process may require relationships among several components: in the geodynamo, the liquid outer core, solid inner core, and conditions of exchange with the mantle participate in different ways12. The “unity” of essence refers to an explanatory articulation, not to a requirement that every process have exactly two components or that the geographical core automatically be a philosophical essence.

    Second, component selection depends on the problem. In a model restricted to certain core dynamics, some of the exterior may be treated through boundary conditions or approximations. It cannot be concluded that the crust or mantle is universally irrelevant to internal geodynamics. The mantle regulates thermal exchanges important to core evolution; different questions require different delimitations.

    Third, a component’s observability does not determine its explanatory importance. In political economy, price is a manifestation to be explained and also a relevant datum for testing theoretical reconstructions; it is not discarded because it is immediate. The comparison with Earth poses a methodological question: which manifestations and conditions must be included to explain the delimited process? The answer requires arguments from each discipline.

    The original text asks whether, in some analyses, selected content may coincide with essence, whereas in others a broader content must be distinguished from its essential articulation. Essential content makes this difference explicit. It does not authorize identifying one terrestrial layer with “form,” another with “content,” and another with “essence” without explaining their functions.

    The reference to the commodity also requires precision: use-value, value, and exchange-value are not interchangeable names. Use-value concerns the commodity’s material usefulness; value refers, in Marx’s theory, to socially necessary abstract labor, while exchange-value expresses a relationship through which value manifests. Utility is not a substance that produces value when added to exchange-value. The question of hierarchy and mediations between these determinations is retained, while avoiding the assignment of universal dominance through analogy with geological layers.

    The usefulness of distinguishing essence, content, form, and appearance must be assessed through the relationships it helps reconstruct and the questions it helps resolve. The image suggests a problem; it does not itself prove the philosophical classification.

    The preceding generalizations are proposed as means for formulating more precise models and experimental practices: they could subdivide manifestations, distinguish relationships, and make mediations explicit according to each investigation’s theoretical and empirical needs. This is the usefulness sought, not an outcome demonstrated merely by introducing categories.

    The development connects with Lessons in Marxian Gnoseology I and the aspiration to articulate its foundations with particular studies. Assessment would require applying the proposal, comparing explanations, and determining whether the distinction actually improves the design, testing, and interpretation of models. Subdivisions should respond to the object and question rather than multiplying without criteria.

    Topology and geometry offer another instructive comparison13. Their vocabularies are not limited to open and closed sets: they include neighborhoods, boundary, connectedness, disjoint sets, and—in structures with a suitable metric or uniformity—boundedness. A set can be simultaneously open and closed, or neither; classification depends on the space and topology under consideration.

    The richness of these categories distinguishes properties that a binary description does not develop by itself. However, topology should not be identified with “interior” or metric structure with “exterior”: these are types of mathematical structure. Mathematics also models transformations, flows, temporal evolution, and relationships between spaces; its definitions do not condemn it to describing only static reality.

    The lesson drawn here for Marxist research is the value of producing precise, articulated distinctions according to the problem. The scope of formalization can be discussed philosophically without denying its ability to study dynamic processes. An additional category is justified if it clarifies previously conflated relationships; the number of terms alone does not ensure deeper knowledge.

    This richness is not merely a multiplication of names: it distinguishes dimensions of essential relationships. Topological equivalence does not itself decide differentiable, metric, or dynamical equivalence. As the example of two metrics on one half-plane shows, what one classification does not distinguish may be fundamental to another explanation. “Metric” therefore does not mean “merely apparent,” and “topological” does not designate the whole of essence.

    The question can be transferred to political economy: if value is investigated as a fundamental determination of commodities, how are the price of production and market price—called “commercial” price in the initial formulation—reconstructed together? What additional relationships would need to be considered for interest or rent?

    It is not assumed that there are only two types of price or that all these determinations can be ordered along a single scale. The proposal is to use the developed distinctions to clarify groupings, levels, and mediations, alongside the historical and gnoseological conditions discussed in Lessons in Marxian Gnoseology I. Their explanatory ability must be demonstrated through a concrete economic analysis.

    Value, prices, and levels of mediation

    The question of the price of production, market price—called commercial price in the preceding passage—interest, and rent shows what the proposed distinction should contribute. These determinations are not simply placed in concentric circles around value. They require reconstructing competition, profit-rate equalization, conditions of realization, credit, property, and surplus distribution, depending on the object investigated.

    A broader content of economic relationships can be considered, and within it we can ask which determinations are essential to explaining a specific outcome. The apparent autonomy of an income stream may then be analyzed as an objective social form of manifestation, without denying its real effects. The task is to reconstruct historically determinate mediations, not to declare illusory every phenomenon that fails to coincide immediately with the theory of value.

    This elaboration preserves the essay’s interdisciplinary ambition: to learn from other sciences’ problems of organization, scale, and observability. An analogy’s fruitfulness is judged by the questions it helps clarify; the validity of each explanation is judged within the corresponding field.

    VIII.III. Second case study: dynamo theory

    Reference frames and inertial forces

    What are fictitious forces? As will become clear, this concept is highly important for understanding natural phenomena from a dialectical materialist perspective. Consider the example discussed in Physics Stack Exchange (2012), for which several preliminary concepts must first be introduced briefly.

    Following the gnoseological descriptions discussed in Gómez Julián’s Lessons in Marxian Gnoseology I (2021a, pp. 184–185), including Marx’s construction of simple and expanded reproduction schemes, the relevant preliminary distinction must be established: because the categories below concern non-inertial reference frames, inertial reference frames must first be introduced.

    An inertial reference frame is one in which a body subject to zero net force remains at rest or moves at constant velocity in a straight line. This is the content of Newton’s first law. The second law relates net force, mass, and acceleration within the domain of Newtonian mechanics.

    A frame translating at constant velocity relative to an inertial frame is also inertial. A frame accelerating or rotating relative to it is non-inertial; inertial terms are incorporated to write equations in that frame in a Newtonian-like form. Constant acceleration does not make a frame inertial either (OpenStax, University Physics, §5.2).

    The document relates this distinction to schemes of simple and expanded reproduction of capital. The comparison may be retained as an invitation to examine conditions of reproduction and transformation, but not as a scientific equivalence: a change of physical reference frame is not the same process as an expansion in the scale of accumulation, and an economy with simple reproduction is not an economy without dynamics. Each case requires its own variables, laws, and conditions.

    The passage cited from Einstein (2005, p. 66), paraphrased here from the document’s transcription, states the special principle of relativity:

    If a coordinate system K is chosen in which physical laws have their simplest form, those laws are also valid in another system K′ translating uniformly relative to K. The qualification “special” restricts this equivalence to uniform translational motion; it does not simply extend it to non-uniform motion of K′ relative to K.

    A paraphrase of the cited passage, not a verbatim reproduction of the 2005 translation. The principle is also satisfied by Galilean and Newtonian mechanics within the domain of the comparison.

    With these concepts clarified, we can turn to the discussion of fictitious forces in Physics Stack Exchange (2012).

    Describing a system from an accelerated—and therefore non-inertial—frame introduces terms called inertial or fictitious forces. “Fictitious” here means that the term does not represent an additional interaction between bodies of the same kind as a contact or gravitational force in the inertial description. Its frame dependence does not make the relative motion it helps describe imaginary.

    Consider a free ball with negligible net force in an idealized region. It is insufficient to say that space is empty: a vacuum may contain fields, and a ball may interact with them. The relevant assumption is the approximate absence of net force on the ball in the chosen inertial frame.

    If the observer accelerates with acceleration a relative to that frame and the observer’s axes do not rotate, the measured relative acceleration of the ball is −a. In the observer’s frame, the form of the equation of motion can be preserved by adding F_inertial = −m a. The ball has acquired no new unknown interaction: the frame from which its motion is described has changed.

    The correct inference therefore distinguishes two statements: there is relative acceleration with respect to the accelerated frame, but no additional physical force on the ball need be postulated in the inertial description. An objective result requires specifying the frame and the transformation between descriptions.

    An accelerating frame without rotation
    m a′ = Fphysical − m aframe

    The prime indicates acceleration measured in the non-inertial frame; mass is treated as constant in the Newtonian regime.

    Lumen Physics brings together everyday examples of accelerated frames: taking off in an aircraft, turning a corner in a car, rotating on a merry-go-round, and describing the circulation of a tropical cyclone. These examples show that the same motion can be described from different frames and that equations must be adapted to the chosen frame.

    Language about what “seems to act” does not imply that consciousness creates the phenomenon. Relative motion can be measured objectively; the task is to distinguish physical interactions from terms associated with the acceleration or rotation of coordinates14. Inertial effects also appear with ideal, correctly designed instruments free from calibration error.

    Theoretical mediation enters into interpretation: which frame is used, which forces are included, and which transformation connects one description with another? Instrumental corrections may be needed in a particular experimental situation, but inertial forces do not exist because of a defect in the apparatus. Nor does understanding the case require appeal to quantum-gravity problems15.

    The gnoseological lesson is to review the descriptive model and measurement procedure together. Sometimes transforming coordinates or including inertial terms suffices; in other cases the instrument, its calibration, or its data processing must also be adapted. Theory and practice are reciprocal: observational conditions guide model formulation, while theoretical demands can motivate new experiments.

    Incorporating inertial forces has several methodological implications. It allows equations to be written for accelerating and rotating observers, descriptions to be compared, and coordinates suited to the problem to be selected. Such a frame change is an operation within a physical theory; it is not itself a new theory of matter.

    From the essay’s dialectical perspective, the example invites us to think of motion through relationships and mediations, without identifying all movement with spatial displacement. Elí de Gortari’s Dialectics of Physics is a reference for the philosophical program mentioned. Assessing that program does not replace deriving and testing each physical equation.

    In a purely translational description, F_inertial = −m a_frame summarizes the corresponding term. Rotating frames additionally involve centrifugal and Coriolis terms and, if angular velocity varies, an Euler term. The complexity of the description is made explicit and can be tested against measurements.

    The essay proposes an analogy with capitalist competition’s role in the relationship between values, prices of production, and market prices. Within Marx’s theory, the formation and redistribution of profit and conditions of product realization require mediations between value production and its market expressions. Circulation does not itself create the aggregate value attributed by the theory to social labor, although it participates in value’s realization and distribution and in capital’s reproduction.

    The analogy warns that a manifestation cannot be adequately interpreted without reconstructing the system of relationships producing it. It does not establish that competition is literally an inertial force or that transforming values into prices is a coordinate transformation. “Labor,” “value,” “force,” and “energy” belong here to different theories: political economy’s abstract labor cannot simply be measured in joules, and social circulation cannot be eliminated by changing observers.

    Retaining the comparison therefore requires specifying its scope: it helps formulate questions about mediations but does not demonstrate a mathematical identity between physics and economics. Relationships between values and prices require economic arguments of their own; accelerated frames require their physical derivations. A more complete description may be better suited to the object without “more holistic” being, by itself, a criterion of verification.

    The relationship F_inertial = −m a_frame clearly illustrates this limit. The term depends on the frame’s acceleration and allows relative motion to be described; it does not prove an economic thesis. Its usefulness for analysis and synthesis16 consists in showing that an observable result must be interpreted through explicit conditions rather than as an arbitrary appearance.

    The geodynamo: generation, organization, and manifestation

    Dynamo theory17 investigates how the motion of an electrically conducting fluid can maintain a magnetic field. On Earth, thermal and compositional convection18, rotation and its Coriolis effects19, electromagnetic induction, and dissipative losses are involved. Merely adding “convection + Coriolis” as two isolated ingredients is insufficient: their couplings and the conditions enabling dynamo action must be considered.

    The liquid outer core plays a central role in field generation. High temperatures prevent explaining Earth’s field as that of an ordinary giant permanent magnet. The solid inner core may influence the field through its growth, thermal and compositional exchange, and coupling with the surrounding fluid; its stabilizing role should not be presented as a universal consequence already demonstrated by one study20.

    The problem is particularly well suited to distinguishing internal field, surface manifestations, and inferential mediations: a signal measured at the surface does not reproduce the entire structure of the field in the core.

    The geodynamo as an application of the categorial distinction
    Analytical levelConcrete question
    ManifestationWhich field variations are measured at the surface or reconstructed from records?
    ContentWhich fluids, conducting properties, motions, exchanges, and boundaries are involved?
    Form of organizationHow are flow and field structured under rotation and geometrical constraints?
    Proposed essential contentWhich couplings explain the maintenance and evolution of the field in the model considered?
    TestingWhich constraints are imposed by geomagnetic, paleomagnetic, seismic, and geodetic data?

    The classification does not replace magnetohydrodynamic equations. It makes visible which question corresponds to each description and how the parts of the explanation connect.

    The example also clarifies the articulation of levels: describing continuity and connections in the fluid domain does not itself determine conductivity, boundary geometry, rotational conditions, thermal and compositional evolution, or the law connecting flow with field. Depending on the question and model, some of these relationships may jointly belong to its essential content. Philosophical classification does not replace physical data or make topology a sufficient explanation of the geodynamo.

    The relationship between internal generation and external manifestation shows both the process’s unity and the need to distinguish its mediations. Knowing a surface field requires measurements; explaining its origin additionally requires models of motion, material properties, energy exchanges, and observational constraints. None of these tasks can be replaced solely by the name of a philosophical category.

    The philosophical difficulty of the example lies in structures and processes interacting dynamically and nonlinearly. Relationships may produce collective patterns, reorganizations, and outcomes not understood by enumerating isolated components. Speaking of new information requires specifying the quantity or organizational change being studied; not every interaction creates information in the same technical sense.

    Self-organization is a problem to investigate, not a property to be assigned by definition to any system called complex. When a pattern is said to self-organize, the energy or matter exchanges, constraints, and mechanisms enabling its formation must be explained. The dialectical perspective can guide these questions without replacing investigation of their answers.

    Essence thus interacts with form through mediation, via content, which interacts with both as a first mediation: immediately in the sense of being less mediated, rather than necessarily unmediated in an absolute sense. Complexity also arises because all these elements are, colloquially, “together and mixed up,” though not so thoroughly as to make a logical distinction for analysis and synthesis impossible, since their unity is relative rather than absolute21.

    Phenomenon is an objective manifestation of the process and may provide information about its fundamental relationships. Content encompasses components and processes with different functions: some directly participate in the essential explanation of the delimited problem; others provide conditions, mediations, or effects. “More internal” and “more external” may serve as metaphors for dependence or mediation, but their spatial relevance depends on each object.

    Geological classification provides an example of subdivision. Gass, Smith, and Wilson (2008, p. 52, according to the reference used in the document) distinguish mantle regions in the cited discussion. General geological terminology should distinguish upper mantle, transition zone, and lower mantle when the problem requires it; the lower mantle extends to the boundary with the outer core. These are material divisions based on compositional, mineralogical, or mechanical criteria, not universal philosophical assignments.

    The possibility of establishing more detailed divisions supports the methodological demand to specify classification criteria. It does not oblige us to assign a fixed philosophical category to each layer or demonstrate that the essential explanation always lies in the component with the smallest radius.

    In the terminology proposed by this study, “appearance” names a partial presentation or superficial understanding that may lead to an inadequate interpretation of the object. The superficial is not necessarily false: it may be true and still insufficient to explain the process. Phenomenon retains its objectivity and provides both a starting point and a test for knowledge.

    Deeper investigation means reconstructing relationships of form, content, and essence, identifying mediations, and returning to manifestations with a more determinate explanation. There is no obligation always to follow a rigid sequence of “appearance → phenomenon → form → content → essence.” Actual research can proceed recursively and correct its initial hierarchy. Intellectual apprehension does not close knowledge either: explanation must remain testable and revisable.

    Methodological elaboration

    From categories to testable research

    The proposal’s value depends on its ability to guide effective research operations. A philosophical taxonomy can organize questions, detect reductions, and reveal previously implicit mediations. It does not replace the identification of mechanisms, derivation of consequences, or confrontation with evidence. Articulating the sciences requires a working relationship between philosophy and disciplines, not the subordination of results to predetermined labels.

    1. Delimiting the system and the question

    It must be specified whether the investigation concerns a historical genesis, present dynamics, a response to perturbations, or a statistical regularity. Boundary conditions, scales, and variables are selected in relation to that question. What is external to a modeled system may be internal to a broader totality without making the choice of boundaries irrelevant.

    2. The relationship between observation and explanation

    Records, indicators, derived results, and postulated entities are distinguished. A model may reproduce observations through different mechanisms; we must therefore ask which aspects are identified and which remain compatible with alternative explanations. Moving toward the essential is a task of explanatory discrimination, not a movement away from data.

    3. Criteria of explanatory importance

    Selecting essential relationships may draw on established mechanisms, structural dependencies, invariances within a domain, and predictable changes when certain conditions are modified. No isolated criterion holds universally. High correlation is insufficient to demonstrate causality; a necessary condition is not always a sufficient explanation. Relevance must be argued in relation to the process.

    4. Articulation between levels

    A macroscopic regularity cannot always be deduced by simply adding microscopic components. Aggregation, interaction, constraints, the emergence of patterns, and feedback are investigated. Likewise, the priority of certain social relationships does not eliminate the relative autonomy or efficacy of institutions, legal forms, or representations. Determining mediations helps avoid both reductionism and an unspecified invocation of totality.

    5. Revising the categories

    A classification must change when it conflates levels, prevents a mechanism from being recognized, or fails to distinguish incompatible results. In the methodological use defended here, correspondence requires explaining how what remains valid in an earlier formulation is preserved within a more determinate reconstruction. The proposed complementarity requires perspectives to provide articulable information rather than merely coexist without criteria for relating them.

    Identifying essential determinations also requires specifying which mathematical structure is preserved and for which question it is explanatory. Shared topology does not ensure shared metric or dynamics; shared symmetries do not replace knowledge of mechanisms and conditions. This distinction prevents a partial equivalence from becoming an exhaustive explanation.

    Conclusions

    Essence, content, form, phenomenon, and appearance are distinctions for investigating an articulated, changing reality. Differentiating them does not break the process’s unity; it prevents that unity from becoming undifferentiated identity. Essential content seeks to identify fundamental relationships within broader contents and examine how they are organized, manifest, and become known.

    Essence thus appears as a relational unity susceptible to multiple mathematical determinations. Topology may formalize one of them; differentiability, metric, transformation structures, and the process’s history may contribute others. Their articulation, rather than identifying one layer with the whole essence, guides the selection of essential content and explanation of its manifestations.

    Distinguishing phenomenon from appearance allows both objective manifestations and conditions of their partial presentation or insufficient interpretation to be investigated. The objectivity of a social appearance or relative motion does not oblige us to accept every immediate interpretation as true. Explanation reconstructs why the process presents itself in that way and which relationships make it intelligible.

    Climatic, geodynamic, mathematical, and economic cases present different problems of scale, mediation, and hierarchy. Comparing them enriches philosophical questions when their scientific differences are preserved. An explanation’s depth does not depend on locating it beneath a surface, multiplying categories, or proclaiming a totality: it depends on the relationships reconstructed, conditions of validity, and evidence against which it can be tested.

    The program remains open. Its robustness requires clear definitions, historical reconstruction of categories, precise disciplinary applications, and a willingness to correct hypotheses. Scientific and social practice can transform research questions and categories; this is one consequence of taking the historical and processual character of knowledge seriously.

    Notes · 01–21

    Notes and supplementary discussions

    The document’s numbering is retained. These notes are part of the argument; their clarifications are integrated with the revised formulations in the main text.

    1. NOTE 01

      Equilibrium means a state in which certain contributions balance, not their physical destruction. In translational mechanical equilibrium, net force is zero; when rotation is investigated, torque balance must also be considered. Dynamic equilibrium and steady states require criteria suited to the system. Balancing tendencies does not mean annihilating components or demonstrate that every object tends toward equilibrium. The original formulation of “relative mutual destruction” is retained in its intended sense of compensation, with this physical qualification.

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    2. NOTE 02

      “Mode of being” here designates the determinate manner in which an object exists. Its aspect before an observer is a manifestation of that mode, but does not exhaust its existence or relationships. Distinguishing character from presentation prevents defining being exclusively through appearance.

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    3. NOTE 03

      The document associates essence with greater homogeneity and stability. Such homogeneity should be understood as a possible organizational coherence, not as identity among components: a stable structure may depend on heterogeneous elements, asymmetries, and differentiated relationships. Its minimum stability must be investigated, not assumed by definition.

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    4. NOTE 04

      Access to essential relationships is usually mediated by abstractions, models, inferences, and instruments. The oppositions “internal/external,” “stable/changeable,” and “immediate/mediated” express analytical emphases, not mutually exclusive properties universally attributable to two classes of things. An observable phenomenon may also require complex instrumental mediations.

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    5. NOTE 05

      Uncertainty, measurement, and interpretation

      The original note cites a popular definition of the uncertainty relation attributed to Wikipedia (2021): the impossibility of simultaneously determining certain pairs of quantities, such as position and linear momentum, with arbitrary precision. The reference is retained in the historical bibliographical record; research sources on different uncertainty relations are added to support the discussion.

      Rosental and Iudin (1971, p. 398), in the transcription used by the document, state:

      “A thesis in quantum mechanics formulated by Heisenberg in 1927 concerning the impossibility of simultaneously determining a particle’s position and momentum exactly. Uncertainty relations take the form of quantitative relationships between the so-called indeterminacies of conjugate variables: position and momentum, and also time and energy. The smaller the indeterminacy of a particle’s position, the greater that of its momentum, and vice versa. An analogous relationship exists between determinations of a particle’s time and energy. The uncertainty relation is an objective characteristic of microcosmic phenomena connected with their corpuscular and wave nature; the ‘indeterminacies’ are inherent in the micro-object’s real state and do not in any way denote a limit to knowledge. Heisenberg and Bohr inferred the uncertainty relation from the influence of the instrument determining a particle’s position on its momentum—for example, the effect on an electron’s momentum of the aperture in a diaphragm through which it passes—and from the influence of the instrument determining its momentum on its position in space. Similarly, one describes how instruments measuring time affect a particle’s energy and how instruments measuring energy affect the possibility of determining time exactly. Positivist philosophical conclusions have been inferred from the uncertainty relation, such as denying the causal conditioning of an elementary particle’s states and denying the objectivity of the microcosm, its independence from cognitive activity—so-called ‘instrumental’ idealism [Instrument]. Criticism of such idealist distortions of quantum mechanics from materialist positions has helped clarify its true meaning.”

      This quotation documents the source’s philosophical interpretation, which must be distinguished from mathematical constraints. For position and momentum, the preparation uncertainty relation bounds the product of their standard deviations in the same state: σx σp ≥ ℏ/2. It does not merely describe poor instrument quality. Measurement error and disturbance of another observable are related but different problems (Busch, Lahti, & Werner, 2014).

      The image of a photon colliding with an electron introduces disturbance associated with measurement, but is not a universal derivation of all uncertainty relations. Nor can it be concluded that measuring a gravitational perturbation eliminates those constraints and reduces every error to zero. A proposed gravitational measurement would have to specify its interaction, observables, and own limits; it does not itself invalidate quantum formalism.

      Operationally defining a procedure does not require adopting an idealist ontology. Likewise, rejecting idealism does not permit disregarding verified physical constraints. The world’s objectivity is compatible with precise limits on what a theory simultaneously attributes to its states and measurements. The energy–time relationship requires specific treatment: in the usual formalism, time does not always play the same operator role as position, so the position–momentum relation should not be transferred mechanically.

      The original concern with causality, objectivity, and the human capacity to know remains open as a philosophical discussion. It must be distinguished from specific empirical or mathematical statements, with each subjected to the appropriate argument.

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    6. NOTE 06

      The document replaces “global” with “general” in its quotation from Rosental and Iudin to emphasize that essential relationships are not considered a single absolute determinant. This intervention is made explicit when retaining that version: the replacement should not be attributed to the source’s literal wording. External conditions, mediations, and contingencies can also participate in development.

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    7. NOTE 07

      A form may partially express a content. The degree of partiality and recoverable information depend on the problem. It is not assumed that every form always expresses its content “minimally” or that the same proportion of information applies to all phenomena.

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    8. NOTE 08

      Aufheben: negating, preserving, and sublating

      The document cites Hegel (1968, pp. 97–98) to highlight the German verb’s double meaning: it signifies both preserving or maintaining and, at the same time, causing to cease or bringing to an end. This is precisely the linguistic tension of Aufheben; there is no need to claim that German lacked a word including preservation. The spelling is standardized from the variant “Auffheben” that also appeared.

      On this reading, eliminating and preserving are not two wholly separate acts: a determination is negated while moments of it are preserved in a transformed configuration. “Eliminate–preserve–sublate” helps explain this, but should not become a universal three-step recipe. Preservation and negation are determined by the process and are not necessarily symmetrical.

      According to the passage cited by the author, Dri (2007, p. 48) explains that in the Phenomenology of Spirit the subject traverses configurations in which the preceding one is eliminated, preserved, and sublated. The observation on page 49 distinguishes this transformation from a mere mixture of heterogeneous ingredients. Translating Aufheben as the Spanish superación—or English “sublation”—therefore requires a conceptual account making both preservation and negation visible.

      “Synthesis,” however, should not in every usage be reduced to mixing two flavors. In this essay, analysis and synthesis designate operations of distinguishing relationships and reconstructing them within a totality. A totality’s unity does not imply homogeneity in all its components: internal heterogeneity may constitute its organization.

      The original comparisons with microstates and macrostates, relationships between values and prices, and wave–particle duality are retained as problems of articulation between descriptions. They are not identities between theories or proofs by analogy of a thesis about Hegel. A totality may be an individual, a collective, or a delimited system; in each case, the relationships allowing it to be treated as such must be identified.

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    9. NOTE 09

      To situate Mark Moiseevich Rosental and his compilations, the document refers to Philosophy in the Soviet Union and the biographical entry on Rosental at the Proyecto Filosofía en español. Both links and the reference to different dictionary editions are retained.

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    10. NOTE 10

      Kilifarska, Bakhmutov, and Melnyk use concepts and discussions connected to climate literature, including the IPCC, according to the reference to their preface (p. viii) recorded in the document. This does not mean that every hypothesis in the book represents an IPCC conclusion. The Panel was established in 1988 by the World Meteorological Organization and the United Nations Environment Programme; its assessments cover climate change’s scientific basis, impacts, adaptation, and mitigation. Shared vocabulary is distinguished here from validation of a particular hypothesis. The Spanish typo alienados (“alienated”) is corrected to alineados (“aligned”), the intended meaning in the original note.

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    11. NOTE 11

      The lithosphere is the mechanically rigid envelope comprising the crust and uppermost mantle. Its thickness varies and is not generally limited to 10–50 km; it should not be confused with crustal thickness. The compositional distinction crust–mantle and the mechanical distinction lithosphere–asthenosphere follow different criteria. This difference is relevant to the argument about levels of classification.

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    12. NOTE 12

      “Inner core” and “outer core” compare positions within Earth’s core: both lie inside the planet. The document’s observation prevents confusing “outer” with being outside Earth. Their explanatory importance, however, does not follow exclusively from spatial position.

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    13. NOTE 13

      The argument does not claim that Marxism possesses only essence–phenomenon and content–form or investigates reality with two categories. It holds that certain questions may require additional distinctions compatible with reconstructing the whole. Objects appear through phenomena and are investigated as processes with histories and conditions of manifestation. Knowledge changes because it is partial and revisable, and because the processes investigated may themselves change. This double historicity justifies examining and, when necessary, reformulating abstract categories.

      The elaboration on mathematical structures of the essential sharpens this criterion: philosophical categories are not identified one-to-one with mathematical branches. Preserving continuity does not exhaust preserving metric relationships, dynamics, or historical constraints. Different equivalences must be defined and their explanatory relevance justified.

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    14. NOTE 14

      In Newtonian mechanics, net force determines the change in linear momentum; with constant mass, F = m a. Interactions may produce changes in motion and deformations. An inertial force is a term dependent on the accelerated frame, not an additional interaction always requiring an equivalent real force acting on the same body. A description’s use of that term does not imply distortion of a properly conducted measurement. “Fictitious force,” “inertial force,” and “pseudoforce” are the designations compared here.

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    15. NOTE 15

      The document raises a question about compatibility between physical theories that should be delimited: quantum mechanics and special relativity are articulated in quantum field theories; constructing a complete, empirically established quantum theory of gravitation is a different problem. The validity of theories in different domains does not require one automatically to refute another. Quantum-gravity research has a history far longer than one decade and is unnecessary for deriving classical inertial forces. The note is retained with this distinction between domains, approximations, and open questions.

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    16. NOTE 16

      “Analytical–synthetic” refers to distinguishing relationships and reconstructing their articulation, following the methodological usage developed in Lessons in Marxian Gnoseology I. Synthesis, mixture, and Aufheben should not be equated without explanation. Abstraction retains its connection with empirical testing and practice.

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    17. NOTE 17

      What dynamo theory explains

      The original note refers to a Wikipedia entry (2021) drawing on Axel Brandenburg’s article (2007), Hydromagnetic Dynamo Theory. The specialist reference is incorporated directly. The theory investigates how a conducting fluid in motion can regenerate a magnetic field and compensate for dissipative losses over prolonged periods.

      Earth, the Sun, and other astrophysical bodies present different conditions. The geodynamo involves metallic fluid in the outer core; the solar case involves plasma and processes distributed across regions of the star, which should not be reduced without qualification to a single location. The original mention of Mercury and the Jovian planets is retained as part of the problem’s planetary scope, not as a claim of an identical mechanism in all of them.

      Magnetohydrodynamic equations connect fluid motion with the electromagnetic field. Rotation or electrical conductivity alone is insufficient: flow, medium properties, scales, and conditions for dynamo excitation and maintenance must be investigated. The Spanish typo convence (“convinces”) is corrected to convecta (“convects”) in the description of the fluid.

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    18. NOTE 18

      Convection is transport associated with fluid motion and is one mechanism of heat transfer alongside conduction and radiation. Evaporation is not synonymous with convection. In the core, compositional differences can drive motion in addition to thermal buoyancy; thermal and compositional convection are therefore distinguished.

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    19. NOTE 19

      Coriolis and centrifugal force

      In a frame whose axes rotate with angular velocity Ω, the Coriolis force on a mass m with relative velocity v′ is FCor = −2m Ω × v′ = 2m v′ × Ω. Centrifugal force is Fcf = −m Ω × (Ω × r). The document’s expression, m Ω × (r × Ω), is equivalent to the latter. The conventions and relative character of velocity are made explicit here.

      Centrifugal force depends on position relative to the axis and angular velocity. Coriolis force depends on relative velocity and frame rotation, not on “two angular velocities,” as a repeated phrase in the original note suggested. If Ω varies with time, the Euler term also appears: FE = −m (dΩ/dt) × r. These terms correspond to defined conditions of the frame and do not require acceleration of varying magnitude: uniform rotation already produces a non-inertial frame.

      A merry-go-round helps distinguish them. A person maintained at a fixed radius requires an interaction producing centripetal acceleration in the inertial description; the centrifugal term appears in the rotating description. If the person walks radially relative to the platform, relative velocity gives rise to the Coriolis term. Contact forces and motion constraints must be included to determine the actual trajectory; it cannot be inferred solely from the observer’s sensation.

      Tangential and angular velocity are different quantities. If the person is initially at rest relative to the platform, their inertial tangential velocity is Ω × r. As radius changes, evolution depends on interactions and applied torques, not on a universal rule conserving that tangential velocity. A pedagogical explanation is available in OpenStax, §6.4.

      Finally, an expression’s lack of explicit position dependence does not demonstrate that it is unrelated to every topological consideration or prove that it describes an effect without cause. Relationships between metric structure, geometry, topology, and causality cannot be deduced from the presence or absence of a single variable in an equation. The document’s StackExchange (2014) reference was insufficiently identified; it is retained in the bibliographical provenance record, while an identifiable teaching source supports the clarifications provided here.

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    20. NOTE 20

      Internal field, surface signals, and energy sources

      Buffett (2010) obtains an indirect estimate of the internal magnetic field from the dissipation of tidally driven motion and its effects on Earth’s nutation. The distinction between internal field and surface signals is relevant to mediation: observables constrain a reconstruction without constituting a complete copy of the mechanism.

      Aubert, Labrosse, and Poitou (2009) investigate geodynamo evolution models combining core thermodynamics and numerical simulations. In the discussion cited by the document, increased power associated with inner-core nucleation may accompany a shift in the field-generating region, so an internal increase need not be reflected with equal intensity at the surface. Mediations can attenuate a signal without making the process unreal.

      The original note also refers to Science 2.0 under a date recorded as 2020. The corresponding information also appears in a University of California, Berkeley release by Robert Sanders dated 16 December 2010. It reports Buffett’s estimate that around 60% of the power considered comes from the exclusion of light elements during inner-core growth. This estimate belongs to that discussion and date, rather than representing a universal, invariant proportion of all terrestrial energy.

      Inner-core growth may contribute to compositional buoyancy in the outer core. Its influence should not be reduced to a substance that “stabilizes” the field by itself; nor does estimating an energy contribution demonstrate a philosophical law whereby one of two components always dominates every object’s evolution. The case investigates differentiated functions and dependencies; the hierarchy must be established through models and evidence.

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    21. NOTE 21

      The unity of components is historical and conditioned. Analytically distinguishing them does not require their material separation at the object’s genesis or guarantee a unique decomposition. Research must justify its division and then reconstruct the interactions that division makes it possible to investigate.

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    Sources and provenance

    IX. References

    Information on historical editions is retained as recorded in the document. Supplementary sources support clarifications in this edition; unidentified details are flagged rather than completed by conjecture.

    Bibliography of the original main text

    • Einstein, A. (2005). The Foundation of the General Theory of Relativity. In 100 Years of Gravity and Accelerated Frames: The Deepest Insights of Einstein and Yang-Mills (pp. 65–119). World Scientific. Translation cited by the document; original work published in 1916.
    • Frolov, I. T. (1984). Diccionario de filosofía [Dictionary of Philosophy] (O. Razinkov, Trans.). Editorial Progreso. Collection of philosophical dictionaries and sources.
    • Gass, I., Smith, P., & Wilson, R. (2008). Introducción a las ciencias de la Tierra [Introduction to the Earth Sciences]. Reverté. Edition and pages follow the reference used in the document.
    • Kilifarska, N. A., Bakhmutov, V. G., & Melnyk, G. V. (2020). The Hidden Link between Earth’s Magnetic Field and Climate. Elsevier. Source of the reproduced climatic and geomagnetic materials.
    • Lumen Physics. (Consulted by the original document on 10 April 2021). Fictitious Forces and Non-inertial Frames: The Coriolis Force. Teaching chapter cited.
    • Marx, K. (2007). Elementos fundamentales para la crítica de la economía política (Grundrisse), 1857–1858 [Foundations of the Critique of Political Economy] (Vol. I). Siglo XXI.
    • Gómez Julián, J. M. (2020). Algunas reflexiones sobre la distribución binomial negativa II: un análisis teórico y aplicado [Some Reflections on the Negative Binomial Distribution II: A Theoretical and Applied Analysis]. Document published under the pseudonym Isadore Nabi. Reference document. Historical URL recorded in the PDF: original archive.
    • Gómez Julián, J. M. (2021a). Lecciones de gnoseología marxiana I [Lessons in Marxian Gnoseology I]. Document published under the pseudonym Isadore Nabi. Link recorded in the historical document.
    • Gómez Julián, J. M. (2021b, 2 April). Una interpretación multidisciplinaria de los espacios característicos, vectores característicos y valores característicos [A Multidisciplinary Interpretation of Eigenspaces, Eigenvectors, and Eigenvalues]. Published under the pseudonym Isadore Nabi. Reference document. Historical URL: original archive.
    • Real Academia Española. (Recorded consultation: 5 July 2020). Inherente [Inherent]. Diccionario de la lengua española [Dictionary of the Spanish Language].
    • Rosental, M. (1961). Los problemas de la dialéctica en «El Capital» de Marx [The Problems of Dialectics in Marx’s Capital]. Ediciones Pueblos Unidos.
    • Rosental, M., & Iudin, P. (1971). Diccionario filosófico [Philosophical Dictionary]. Tecolut. Page references to the cited edition are retained. Digital reference collection.
    • Physics Stack Exchange. (2012, 24 April). How fictitious are fictitious forces?. Discussion cited by the document. A source of discussion and explanation, distinguished from the added research and teaching sources.
    • Physics Stack Exchange. (2012, 8 February). Why can’t we think of free fall as upside down rocket?. Cited discussion.
    • Un Blog de Dibujos. (Recorded consultation: 9 April 2021). Capas de la Tierra [Earth’s Layers]. Noches en vela. Provenance indicated in the document. The consultation date is not identified with the page’s publication date.

    Sources cited in notes and indirect references

    • Hegel, G. W. F. (1968). Ciencia de la lógica [Science of Logic]. Solar / Hachette. Reference cited in the note on Aufheben (pp. 97–98).
    • Dri, R. (2007). Hegel y la lógica de la liberación: la dialéctica del sujeto-objeto [Hegel and the Logic of Liberation: The Subject–Object Dialectic]. Biblos. Reference in the author’s syllabus, University of Buenos Aires.
    • De Gortari, E. (1964). Dialéctica de la física [Dialectics of Physics]. Universidad Nacional Autónoma de México. UNAM historical catalogue. The 1964 edition is identified; the document did not specify a particular edition.
    • Buffett, B. A. (2010). Tidal dissipation and the strength of the Earth’s internal magnetic field. Nature, 468, 952–954. doi:10.1038/nature09643.
    • Aubert, J., Labrosse, S., & Poitou, C. (2009). Modelling the palaeo-evolution of the geodynamo. Geophysical Journal International, 179(3), 1414–1428. doi:10.1111/j.1365-246X.2009.04361.x.
    • Brandenburg, A. (2007). Hydromagnetic dynamo theory. Scholarpedia, 2(3), 2309. doi:10.4249/scholarpedia.2309.
    • News Staff. (n.d.). First Measurement of Magnetic Field Inside Earth’s Core. Science 2.0. Popular-science page mentioned in note 20. The document assigned this reference to 2020 without a complete bibliographical entry; that date is not retained as verified information.
    • Wikipedia. (2021; historical reference without an identified revision). Entries concerning the uncertainty principle and dynamo theory. The document did not record complete titles, revisions, and links; provenance is retained without inventing a particular revision. This edition’s clarifications refer to Busch, Lahti, and Werner, and to Brandenburg.
    • Physics Stack Exchange. (2014; incomplete historical reference). Discussion of centrifugal and Coriolis forces cited in note 19. The document provides no title, author, or link allowing unambiguous identification. OpenStax is added for the physical discussion; missing details are not invented.
    • Indirect references retained: Herschel (1801), mentioned through Kilifarska, Bakhmutov, and Melnyk (2020); Marx and Engels, vol. XXV, part II, p. 384, cited through Rosental and Iudin (1971, p. 148). Mentions of Lenin, Dussel, Born, Schrödinger, de Broglie, Bohm, Durkheim, Kant, Berkeley, and Hume identify interlocutors or precedents for the argument; no additional direct quotations or bibliographical entries for unspecified works are attributed to them here.

    Supplementary references for this edition

    Editorial note

    About this edition

    The historical essay, published on 10 April 2021 under the pseudonym Isadore Nabi, is presented under the current authorship of JOSÉ MAURICIO GÓMEZ JULIÁN. Self-citations are standardized under that name, while the bibliography retains the provenance necessary to identify earlier publications.

    This complete edition develops the eight argumentative sections, all subdivisions and cases, the four figures, the 21 notes, and the references of the 41-page document. Note numbering is retained, while the contents are adapted for navigation. Illustrations come from the PDF and retain their information and reference colors. Captions add context; figures can be enlarged within this page. The English key to Figure 4 explains its original Spanish labels.

    Spelling, punctuation, word forms, and line breaks have been standardized. Unfinished transitions on pages 21, 24, and 34 are completed through explanatory development. The reference to Frolov (1984, p. 142) on page 5 was followed by an empty quotation: no quotation is fabricated to fill it; the author is retained and the question developed through passages actually present and identified references. Extended quotations are transmitted from the historical document with typographical normalization; indirect attributions are identified.

    Substantive revisions clarify: the relative stability and mutability of essence; reality and perception; the interconnection of objective and cognitive levels; the authorial status of the Bohr–Marx designations; formalization of chaotic systems; climatological periods versus sample size; forcing classifications; the scope of the geomagnetic case; limits of geological and economic analogies; inertial frames and frame-dependent forces; quantum uncertainty; Aufheben; and criteria of material organization. Physically incorrect formulations are reformulated while retaining the problem they sought to examine, and bibliographical details left incomplete in the original are identified.

    The orientation tables, operational explanations, methodological section, and conclusions develop this edition’s argument. They are not presented as quotations from historical authors. The downloadable file preserves the source document for comparison of formulations and pagination.

    This English edition translates the complete revised Spanish HTML, including its cases, elaborations, notes, references, and figure commentary. Original-language bibliographical titles are retained with English reading translations where helpful. The archival PDF remains in Spanish and is reproduced byte for byte; it is supplementary to the full English reading text above.

    This revision adds an elaboration on the articulation of set-theoretic, topological, differentiable, metric, algebraic-operational, and historical-dynamical determinations, drawing on the author’s manuscript Geometry, History, and Lawfulness. It adds non-isometric metrics on one topological and differentiable underlying space, distinguishes invariance from explanatory relevance, and connects that distinction with essential content, the geodynamo, methodology, and conclusions. The manuscript’s philosophical program is distinguished from established results; no general theorem determining every physical lawfulness is imported.

  • LESSONS ON MARXIST GNOSEOLOGY

    LESSONS ON MARXIST GNOSEOLOGY

    Marxist Philosophy of Science

    Science and its philosophy from a Marxist perspective

    Theory of knowledge · First instalment

    Lessons in
    Marxist Epistemology I

    Knowledge, dialectical method, and the critique of political economy

    An inquiry into objective reality, the forms of thought, and scientific practice through Marx, Engels, and the materialist dialectical tradition.

    Read the full study in Spanish

    I · The projectAn inquiry into knowledge

    Understanding a changing reality also requires investigating how the categories through which we know it develop. How are experience, abstraction, and practice related? What distinguishes an immediate appearance from the relations that produce it? How can a theory reconstruct a historical process while keeping the order of its concepts grounded in that process? These questions guide the Lessons in Marxist Epistemology.

    This first instalment develops a thematic study of Mark Rosental’s Los problemas de la dialéctica en «El Capital» de Marx—the problems of dialectics in Marx’s Capital. It brings that work into conversation with Marx and Engels, the philosophical dictionaries of Rosental and Iudin and of Frolov, and contributions by Hegel, Lenin, and Enrique Dussel. Selected passages are accompanied by my own comments, which extend, clarify, or discuss their arguments. [1]

    The preface places this investigation within a five-part project: three studies of works by Rosental; a fourth on Eli de Gortari’s Introducción a la lógica dialéctica; and a fifth combining Richard Levins’s A Response to Orzack and Sober: Formal Analysis and the Fluidity of Science with Alkistis Elliott-Graves’s The Value of Imprecise Prediction. A subsequent synthesis is intended to preserve the traceability of the sources and make their relationship to my own elaborations identifiable.

    Political economy is central because Capital allows us to study method at work: categories taking shape, relations being reconstructed, and observable forms being explained. From that starting point, the inquiry reaches into logic, the philosophy of mathematics, statistics, and physics. Their connection lies in the problem of how thought can grasp a reality that exists and changes independently of any particular account of it.

    II · OrientationFidelity to method and the openness of knowledge

    I use Marxist to identify an orientation that seeks to preserve and develop the logical, epistemological, and methodological foundations elaborated by Marx, Engels, and other classical authors in this tradition. Its content is assessed through the actual articulation of those foundations in research. A label or a declared political allegiance cannot settle that question by itself.

    “This methodological fidelity does not mean restricting knowledge to the works of the classics or considering all their conclusions infallible.”

    José Mauricio Gómez Julián · Revised manuscript, preface · Translated from Spanish

    The continuity at issue allows particular results to be corrected, later knowledge to be incorporated, and research to extend to new objects. The expression classical Marxism identifies the methodological and conceptual core whose definition is itself part of the investigation. Establishing that core requires examining arguments and research practices; it cannot be inferred from a linguistic suffix.

    For English readers, this also explains the choice of Marxist in the title. The intended scope includes Marx, Engels, other classical Marxists, and the further development of their research orientation. The methodological commitment is made explicit in the argument rather than delegated to the distinction between the words Marxian and Marxist.

    This approach informs my critical use of Soviet sources. Their epistemological contributions do not entail agreement with every historical or political position they hold. In the preface, I explicitly distinguish my interpretation of the Soviet experience from interpretations advanced by authors whose work nevertheless provides important resources for this investigation.

    III · The object and its knowledgeEssence, appearance, and practice

    The materialist starting point is the objective existence of the processes we investigate. Knowledge develops through our relations with them: perception, instruments, concepts, experiments, and social practices. Abstraction participates in this relationship by identifying determinations that immediate observation does not deliver in an already organized form.

    The distinction between essence and appearance addresses this work of explanation. Observable forms manifest relations that need to be reconstructed. Investigating value, price, wages, or profit therefore requires explaining the mediations between their determinations and the ways in which they appear. Describing a visible outcome leaves open the question of the process that produces it.

    In this vocabulary, a determination is a feature or relation through which the object acquires a specific content. A mediation is a connection or process needed to explain how determinations are related. These terms direct attention to the structure and development of the object under investigation.

    Practice plays both a constitutive and a testing role: it helps form the problems, develop the instruments, and assess knowledge. Scientific activity has a material and social history. Its objectivity requires investigating how theoretical constructions relate to the actual processes they concern.

    The study consequently connects sensory knowledge and abstract thought, theory and practice, relative and absolute truth. The possibility of deepening an explanation presupposes that knowledge can develop and be corrected while reality retains its objective existence. Necessity and chance are also examined within this framework, as questions about processes and their interrelations.

    IV · Operations of methodReconstructing a concrete totality

    Analysis distinguishes determinations within a reality initially apprehended in a confused way. Synthesis investigates their articulation and reconstructs a totality of relations. Their unity matters: dividing an object into parts and listing those parts does not yet explain how that object exists or changes.

    The movement from the abstract to the concrete acquires its meaning here. Concrete reality is the starting point of knowledge; the concrete as reconstructed in thought is a result of its elaboration. Abstractions allow us to return to the object with a richer understanding of its determinations. Dussel develops this distinction in his reading of the method of the Grundrisse. [2] [4]

    Consider the categories of political economy. A society may first be apprehended as a complex whole. Analysis distinguishes relations such as commodity exchange, money, wage labour, and capital. Their reconstruction must explain how those relations are connected and under what historical conditions they exist. In this sense, concrete refers to a unity of multiple determinations, not simply to whatever can be immediately seen or touched.

    Induction and deduction are examined as related operations within this investigation. The same applies to intuition and the logical assessment of arguments. Each procedure has functions and conditions of application that must be specified in relation to the problem. The discussion of mathematical intuition, constructive approaches, and the finite and infinite extends this methodological inquiry.

    The distinction between inquiry and exposition is equally important. The order that makes a process intelligible need not reproduce every chronological stage of its development or every step taken to investigate it. Exposition must justify its mediations and retain its grounding in historical reality. [3]

    V · Political economyCategories expressing historical relations

    Economic categories acquire their content within determinate social relations. Commodity, money, capital, wage labour, and surplus value must be studied through their conditions of existence and transformation. The investigation asks how these forms are historically produced and how they are connected within social reproduction.

    The study addresses the origins of capitalism, the formation of the industrial reserve army, and the transformation of values into prices of production. It also examines contradictions between concrete and abstract labour, use value and exchange value, and social production and private appropriation. The emergence of the general equivalent of commodities is considered within this development.

    Several distinctions that organize the argument

    Concrete labour concerns the specific useful activity that produces a particular use value; abstract labour concerns labour in the social determination relevant to commodity value. The distinction connects the useful character of production with the social relations through which products are equated.

    Values and prices of production enter an inquiry into surplus-value production, its distribution among capitals, and the formation of an average rate of profit. The industrial reserve army is investigated as part of capitalist accumulation and its changing demand for labour. These questions require the historical and conceptual development provided in the full study.

    Competition and technological change are particularly important in my comments on Rosental. Their examination connects productivity, surplus value, redistribution, and profitability. Production and circulation are treated as moments of a totality, preserving the distinction between the coexistence of different phases across a system and the succession of phases traversed by a particular commodity.

    From this concern I propose studying input–output matrices dynamically, using comparable sequences of tables and models to investigate technical transformations and sectoral relations. The comparison with the tables in Volume III of Capital concerns the representation of productive relations and aggregate magnitudes. The choice of simulations or statistical procedures requires prior examination of the problem and the data.

    The critique of political economy thus remains connected to history, quantitative investigation, and social action. In the preface, the pursuit of truth is explicitly articulated with concern for human suffering, justice, ethics, and morality.

    VI · Philosophy of statisticsProbability, evidence, and objectivity

    The discussion of total probability, inverse probability, and objective Bayesianism belongs to a broader question: how can we investigate processes when available knowledge is partial and relationships are expressed probabilistically? The document connects this problem with Bernoulli, Laplace, Kolmogorov, and controversies between statistical schools.

    Probability calculus and the interpretation of its components need to be distinguished. Axiomatization provides a framework of mathematical relations; research must establish what its objects represent, what information enters a model, and how its application is justified. Philosophical disagreements can affect the choice of procedures and the meaning of inferences even when identities of the calculus are shared. [5] [8]

    P(H|D)=P(D|H)P(H)P(D)

    P(D) > 0 · Conditionals defined in the model

    Bayes’s theorem in hypothesis-and-data notation, written for events. The posterior combines the model of the evidence with prior information. See DeGroot and Schervish, cited in the study.

    Here, P(H) is the prior probability assigned to the hypothesis, P(D|H) represents the probability of the data under that hypothesis, and P(H|D) is the posterior probability conditional on the data and the model. The denominator P(D) normalizes the result. When the hypotheses form a discrete, mutually exclusive, exhaustive set, it can be obtained by summing the data probabilities under those hypotheses, weighted by their prior probabilities.

    The likelihood treats the probability or density of the observed data as a function of the parameter or hypothesis, keeping the data fixed. It must be distinguished both from a probability distribution over the parameter and from the reliability of an empirical record. For continuous observations, Bayesian updating is expressed with the corresponding densities and appropriate normalization. [9]

    Jon Williamson’s objective Bayesianism provides a framework for discussing constraints on rational degrees of belief and their relationship to evidence. My elaboration seeks to connect these questions with a materialist interpretation of objectivity and chance. The calculus, its inferential uses, and this philosophical interpretation are studied together while retaining their respective functions. [6]

    The connection with quantum mechanics

    Instruments, complementarity, measurement, and causality extend the investigation into physics. The study draws on Alexei Kojevnikov’s historical reconstruction of probability, Marxism, and ensemble interpretations of quantum mechanics. From that starting point, I examine objectivity, interpretation, and determinism within the document’s broader materialist argument. [7]

    This discussion distinguishes mathematical descriptions, experimental arrangements, and philosophical interpretations. Its place in the study is to investigate how probabilistic representations relate to the objective processes and instruments involved in scientific knowledge.

    VII · Structure and knowledgeInvariants, levels, and formal limits

    The elaboration on essence incorporates a formalization through mathematical structures and classes of transformations. The question is which relations are preserved, and which can change, while retaining the identity under consideration. Specifying that choice helps define the level at which a system is investigated.

    Structural levelTransformationWhat is preserved
    Set-theoreticBijectionCardinality
    TopologicalHomeomorphismContinuity structure; connectedness and compactness
    DifferentiableDiffeomorphismSmooth structure
    RiemannianIsometryMetric tensor
    Essence is investigated through constitutive relations and invariants. The organization of admissible transformations also allows an operational essence to be studied.

    An invariant is a property preserved under the specified class of transformations. A topological comparison and a metric comparison therefore ask different questions of the same object. The choice of structure and transformations determines which kind of identity is being considered.

    This articulation situates topology within a broader account. Set-theoretic, topological, differentiable, metric, and operational determinations permit distinct investigations. Their relevance must be established through the structure of the object and the transformations under which its identity is examined.

    Prediction, decision, and proof

    The revised manuscript also distinguishes limits of prediction, undecidability, and incompleteness. Lorenz’s 1963 work exhibits sensitivity to initial conditions in a deterministic model. The spectral-gap undecidability results rule out a universal decision algorithm for the families covered by their constructions. Gödel’s incompleteness results establish limits on proof in formal theories satisfying their conditions of application.

    For the first incompleteness theorem, these conditions include consistency, effective axiomatizability, and sufficient arithmetic strength. The relevant conclusion concerns sentences that cannot be proved or refuted within the theory. The existence of a mathematical model, the possibility of predicting its behaviour, the availability of a universal decision procedure, and the reach of its proofs are consequently distinct questions.

    I integrate these limitations with the history of our intellectual instruments and the objective existence of processes. Knowledge of essential relations and solutions to particular problems remain possible. Research must specify the reach of its resources and the mediations through which its results refer to reality.

    VIII · Reading guideRoutes through the complete study

    The full document supports a systematic reading or an approach organized around a particular problem. Its chapters are interconnected: economic applications return to the methodological categories, and discussions of probability reopen questions of objectivity, intuition, formalization, and practice. The Spanish headings below help locate these discussions in the document.

    1. Preface · PrólogoPurpose and standpointThe project of the lessons, the selection of sources, the meaning of “Marxist,” and the connection between knowledge, ethics, and social commitment.
    2. Chapters II and IIIFoundations and operations of knowledgeChapter II, Fundamentación objetiva (material) de la gnoseología marxista, develops essence and appearance, necessity and chance, instruments, analysis and synthesis, induction and deduction, intuition, truth, and practice. Chapter III, Las limitaciones de la lógica formal, continues the examination of formal logic.
    3. Chapters IV–VIIHistory and the reconstruction of the concreteThe origins of classical political economy and capitalism, the industrial reserve army, and the relationship between abstraction and historical inquiry. Chapter VII is Lo abstracto y lo concreto como etapas gnoseológicas de la investigación científica.
    4. Chapter VIIILaws, probability, and the interpretation of physicsLas leyes históricas que rigen el movimiento en general leads into general and specific laws, total and inverse probability, Bayes’s theorem, objective Bayesianism, and interpretations of quantum mechanics.
    5. Chapters IX–XIIValue, prices, and contradictionsChapter IX examines the proceso de transformación de valores en precios de producción. The following chapters address socialism and communism as historical necessities, concrete and abstract labour, use value and exchange value, and the general equivalent of commodities.
    6. Chapter XIII and notesSources and clarificationsThe references identify the works studied. Notes accompany the arguments, source discussions, and my own elaborations throughout the document.
    Spanish terms used in the study · A short reading aid
    SpanishEnglish and context
    GnoseologíaTheory of knowledge; rendered here as epistemology.
    Esencia / fenómenoEssence / phenomenon or appearance: essential relations and their forms of manifestation.
    Necesidad / casualidadNecessity / chance. Casualidad means chance; causalidad means causality.
    Lo abstracto / lo concretoThe abstract / the concrete, examined as moments in the reconstruction of a determinate totality.
    Trabajo concreto / trabajo abstractoConcrete labour / abstract labour.
    Plusvalía / precios de producciónSurplus value / prices of production.
    Ejército industrial de reservaIndustrial reserve army, investigated in relation to capitalist accumulation.
    Probabilidad inversaInverse probability, within the discussion of inference and objective Bayesianism.

    IX · SourcesBibliography of the study

    The first nine references identify the sources cited in this presentation. The expandable section preserves the remaining bibliography of the manuscript. Titles and publication details retain the language of the source entries so readers can identify the editions used; English descriptions in the body are reading aids.

    1. Rosental, M. (1961). Los problemas de la dialéctica en "EL CAPITAL" de Marx. Montevideo: Ediciones Pueblos Unidos.
    2. Dussel, E. (1991). 2. El método dialéctico de lo abstracto a lo concreto (20, 41-33, 14; 21,3-31,38) :(Cuaderno M. desde la página 14 del manuscrito, terminado a mediados de septiembre de 1857). En E. Dussel, La producción teórica de Marx: un comentario a los grundrisse (págs. 48-63). México D.F.: Siglo XXI Editores. Obtenido de Consult source
    3. Marx, K. (1989). Contribución a la Crítica de la Economía Política. Moscú: Editorial Progreso.
    4. Marx, K. (2007). Elementos Fundamentales para la Crítica de la Economía Política (Grundrisse) 1857-1858 (Vol. I). (J. Aricó, M. Murmis, P. Scaron, Edits., & P. Scaron, Trad.) México, D.F.: Siglo XXI Editores.
    5. Kolmogórov, A. (1956). Foundations of the Theory of Probability (Segunda Edición ed.). New York: Chelsea Publishing Company.
    6. Williamson, J. (2010). In Defence of Objective Bayesianism. Oxford: Oxford University Press.
    7. Kojevnikov, A. (19 de Junio de 2019). PROBABILITY, MARXISM, AND QUANTUM ENSEMBLES. Obtenido de The University of British Columbia: Consult source
    8. Efron, B. (1978). Controversies in the Foundations of Statistics. The American Mathematical Monthly, 231-246.
    9. DeGroot, M., & Schervish, M. (2012). Probability and Statistics. Boston: Pearson Education.
    Remaining bibliography · 38 references
    1. Bayes, T. (23 de Diciembre de 1763). An Essay towards solving a Problem in the Doctrine of Chances. Philosophical Transactions of the Royal Society of London, 370-418.
    2. Bernoulli, J. (2006). The Art of Conjecturing (Together to a Friend on Sets in Court Tennis). Maryland: John Hopkins University Press.
    3. Eremenko, A. (30 de Abril de 2020). Stack Exchange, History of Sciences and Mathematics. Obtenido de What was Kolmogorov’s point of view in the philosophy of mathematics?: Consult source
    4. Feller, W. (1968). An Introduction to Probability Theory and Its Applications (Tercera ed., Vol. I). New York: John Wiley & Sons, Inc.
    5. Filosofía en español. (9 de Febrero de 2018). Diccionario filosófico abreviado. Obtenido de URSS: Consult source
    6. Fröhlich, N. (2012). Labour values, prices of production and the missing equalisation tendency of profit rates: evidence from the German economy. Cambridge Journal of Economics, 37(5), 1107-1126.
    7. Frolov, I. T. (1984). Diccionario de filosofía. (O. Razinkov, Trad.) Moscú: Editorial Progreso. Obtenido de Consult source
    8. Fundación del Español Urgente. (23 de Marzo de 2021). Formación de gentilicios extranjeros. Obtenido de Lista de topónimos y gentilicios: Consult source
    9. Fundación del Español Urgente. (23 de Marzo de 2021). -ista (sufijo). Obtenido de Sufijos: Consult source
    10. Gigerenzer, G. (2004). Mindless Statistics. The Journal of Socio-Economics, 587-606.
    11. Greene, W. H. (2012). Econometric Analysis (International Edition). Essex: Pearson Education Limited.
    12. Guerrero Jiménez, D. (2018). TRABAJO IMPRODUCTIVO, CRECIMIENTO Y TERCIARIZACIÓN (30 AÑOS DESPUÉS DE MARX Y KEYNES). International Journal of Political Economy, 1-16. Obtenido de Consult source
    13. Haldane, J. B. (1945). Science and Everyday Life. Allahabad,: Kitab Mahal Publishers.
    14. Hegel, F. (1968). Ciencia de la Lógica. Buenos Aires: Solar / Hachette.
    15. Johnsen, J. (17 de Enero de 2019). What is the difference between positivism and empiricism? Obtenido de Quora: Consult source
    16. Kohan, N., & Brito, P. (1 de Febrero de 2009). Marxismo para principiantes. Obtenido de nodo50: Consult source
    17. Laplace, P.-S. (2015). Ensayo Filosófico Sobre Probabilidades. Ciudad de México: Biblioteca Digital del Instituto Latinoamericano de Comunicación Educativa. Obtenido de Consult source
    18. Lenin, V. (1974). Cuadernos Filosóficos. Madrid: Editorial Ayuso.
    19. Loughborough University. (21 de Febrero de 2008). Total Probability and Bayes’ Theorem. Obtenido de The theorem of total probability: Consult source
    20. Maibaum, G. (1988). Teoría de Probabilidades y Estadística Matemática. (M. Á. Pérez, Trad.) La Habana, Cuba: Editorial Pueblo y Educación.
    21. Marx, K. (1894). Capital. A Critique of Political Economy (Vol. III). New York: International Publishers.
    22. Marx, K. (2010). El Capital (Vol. I). México, D.F.: Fondo de Cultura Económica.
    23. Marx, K., & Engels, F. (1987). Karl Marx and Friedrich Engels Collected Works (Vol. XLII). Moscú: Progress Publishers.
    24. Mittelhammer, R. (2013). Mathematical Statistics for Economics and Business (Segunda ed.). New York: Springer.
    25. Nabi, I. (2020). Algunas Reflexiones Sobre la Distribución Binomial Negativa II (Un Análisis Teórico y Aplicado). Documento Inédito. Obtenido de Consult source
    26. Nabi, I. (21 de Marzo de 2021). Sobre el papel y la viabilidad de la violencia en la lucha social de las mujeres en particular y en las luchas sociales en general. Obtenido de El Blog de Isadore Nabi: Consult source
    27. Nabi, I., & B.A., A. (1 de Abril de 2021). UNA METODOLOGÍA EMPÍRICA PARA LA DETERMINACIÓN DE LA MAGNITUD DE LAS INTERRELACIONES SECTORIALES DENTRO DE LA MATRIZ INSUMO-PRODUCTO DESDE LOS CUADROS DE PRODUCCIÓN Y USOS PARA EL CASO DE ESTADOS UNIDOS 1997-2019. Obtenido de El Blog de Isadore Nabi: Consult source
    28. North Carolina State University. (27 de Septiembre de 2020). People – Department of History . Obtenido de Dr Edith D Sylla: Consult source
    29. Perezgonzalez, J. (3 de Marzo de 2015). Fisher, Neyman-Pearson or NHST? A tutorial for teaching data testing. (L. Roberts, Ed.) Frontiers in Psychology, 6(223), 1-11. doi:10.3389/fpsyg.2015.00223
    30. Poisson, S.-D. (2013). Researches into the Probabilities of Judgments in Criminal and Civil Cases. (O. Sheynin, Ed.) Berlin: arXiv. Obtenido de Consult source
    31. Rosental, M. M., & Iudin, P. F. (1971). DICCIONARIO FILOSÓFICO. San Salvador: Tecolut.
    32. Rosental, M., & Iudin, P. (1959). Diccionario filosófico abreviado. Montevideo: Ediciones Pueblos Unidos.
    33. Russell, K. (29 de Enero de 2014). University of Manitoba. Obtenido de Hypothesis testing: Consult source
    34. StackExchange Philosophy. (15 de Junio de 2015). How empiricism and positivism is distinguished? What's their differences? Obtenido de Philosophy: Consult source
    35. TECH2 NEWS STAFF. (28 de Noviembre de 2019). SCIENTISTS MAY HAVE DISCOVERED A FIFTH FUNDAMENTAL 'FORCE OF NATURE,' THEY’RE CALLING IT X17. Obtenido de TECH2: Consult source
    36. Wikipedia. (27 de Septiembre de 2020). Population Genetics. Obtenido de J. B. S. Haldane: Consult source
    37. Wikipedia. (23 de Septiembre de 2020). Statistics. Obtenido de Inverse Probability: Consult source
    38. Wikipedia. (13 de Marzo de 2021). Relación de incertidumbre. Obtenido de Mecánica cuántica: Consult source

    Research document · Spanish

    Continue with the complete lessons

    The full study develops the sources, arguments, economic applications, and research notes introduced here.

    Open Spanish PDF · First edition

    Original public edition in Spanish · 2021 · 289 pages.
    This English presentation draws on the revised manuscript. The linked PDF retains the title and content of the original edition.

  • ON THE VIOLATION OF THE SECOND LAW OF THERMODYNAMICS

    ON THE VIOLATION OF THE SECOND LAW OF THERMODYNAMICS

    1. Additional Information, Part I

    1.1. Argonne researchers posit way to locally circumvent Second Law of Thermodynamics
    For more than a century and a half of physics, the Second Law of Thermodynamics, which states that entropy always increases, has been as close to inviolable as any law we know. In this universe, chaos reigns supreme. But researchers with the U.S. Department of Energy’s (DOE’s) Argonne National Laboratory announced recently that they may have discovered a little loophole in this famous maxim. Their research, published in Nature Scientific Reports, lays out a possible avenue to a situation where the Second Law is violated on the microscopic level.

    The Second Law is underpinned by what is called the H-theorem, which says that if you open a door between two rooms, one hot and one cold, they will eventually settle into lukewarm equilibrium; the hot room will never end up hotter.

    But even in the twentieth century, as our knowledge of quantum mechanics advanced, we didn’t fully understand the fundamental physical origins of the H-theorem.

    “What we did was formulate how these beautiful abstract mathematical theories could be connected to our crude reality.”

    Recent advancements in a field called quantum information theory offered a mathematical construction in which entropy increases.

    “What we did was formulate how these beautiful abstract mathematical theories could be connected to our crude reality,” said Valerii Vinokur, an Argonne Distinguished Fellow and corresponding author on the study.

    The scientists took quantum information theory, which is based on abstract mathematical systems, and applied it to condensed matter physics, a well-explored field with many known laws and experiments.

    “This allowed us to formulate the quantum H-theorem as it related to things that could be physically observed,” said Ivan Sadovskyy, a joint appointee with Argonne’s Materials Science Division and the Computation Institute and another author on the paper. ​“It establishes a connection between well-documented quantum physics processes and the theoretical quantum channels that make up quantum information theory.”

    The work predicts certain conditions under which the H-theorem might be violated and entropy — in the short term — might actually decrease.

    As far back as 1867, physicist James Clerk Maxwell described a hypothetical way to violate the Second Law: if a small theoretical being sat at the door between the hot and cold rooms and only let through particles traveling at a certain speed. This theoretical imp is called ​“Maxwell’s demon.”

    “Although the violation is only on the local scale, the implications are far-reaching,” Vinokur said. ​“This provides us a platform for the practical realization of a quantum Maxwell’s demon, which could make possible a local quantum perpetual motion machine.”

    For example, he said, the principle could be designed into a ​“refrigerator” which could be cooled remotely — that is, the energy expended to cool it could take place anywhere.

    The authors are planning to work closely with a team of experimentalists to design a proof-of-concept system, they said.

    The study, ​“H-theorem in quantum physics,” was published September 12 in Nature Scientific Reports. Other authors on the study were G.B. Lesovik of Russia’s L.D. Landau Institute for Theoretical Physics and Switzerland’s Theoretische Physik; A.V. Lebedev of Theoretische Physik; and M.V. Suslov of the Moscow Institute of Physics and Technology.

    The study was supported by the U.S. Department of Energy’s Office of Science, the Swiss National Foundation, the Pauli Center for Theoretical Studies at ETH Zurich and the Russian Foundation for Basic Research.

    Argonne National Laboratory seeks solutions to pressing national problems in science and technology. The nation’s first national laboratory, Argonne conducts leading-edge basic and applied scientific research in virtually every scientific discipline. Argonne researchers work closely with researchers from hundreds of companies, universities, and federal, state and municipal agencies to help them solve their specific problems, advance America’s scientific leadership and prepare the nation for a better future. With employees from more than 60 nations, Argonne is managed by UChicago Argonne, LLC for the U.S. Department of Energy’s Office of Science.

    The U.S. Department of Energy’s Office of Science is the single largest supporter of basic research in the physical sciences in the United States and is working to address some of the most pressing challenges of our time. For more information, visit the Office of Science website.

    2. Additional Information, Part II

    dibujo20161026-braking-radiation-in-1d-electron-scattering-with-and-without-photon-emission

    The second law of thermodynamics states that entropy cannot decrease. In classical physics, this follows from Boltzmann’s H-theorem, which applies to solutions of his kinetic transport equation. There is no quantum analogue of this equation that would allow a quantum H-theorem to be proved. Physicists at Argonne National Laboratory have published in Scientific Reports a quantum version of the H-theorem for systems whose evolution is governed by a unital quantum channel (channels are used in quantum information theory).

    There are quantum channels that are not unital. For this reason, these physicists, as well as many media outlets reporting on the finding, suggest that local violations of the second law of thermodynamics may be observable (mediated by quantum Maxwell’s demons). However, the article does not present any concrete example; moreover, the two examples of non-unital channels that it does present comply with the second law. Future studies will have to determine whether such local violations are possible in real physical systems, as well as identify a real example of a quantum Maxwell’s demon.”

    The article is G. B. Lesovik, A. V. Lebedev, …, V. M. Vinokur, «H-theorem in quantum physics,» Scientific Reports 6: 32815 (12 Sep 2016), doi: 10.1038/srep32815, arXiv:1407.4437 [quant-ph].

    dibujo20161026-one-dimensional-random-walk-of-an-electron-in-two-level-system

    Ludwig Boltzmann’s H-theorem (1872, 1896) is the statistical foundation of the second law of thermodynamics. This theorem states that if f(x,v,τ)f(x,v,\tau) is the spatiotemporal distribution of the density of the molecules of an ideal gas at time τ\tau, at position xx, and with velocity vv, then the entropy given by S=−∫dS/dτ⩾0.dxdvf(x,v,τ)log⁡f(x,v,τ)S=-\int dS/dτ⩾0.\,dx\,dv\,f(x,v,\tau)\,\log f(x,v,\tau) cannot decrease; that is, dS/dτ⩾0dS/d\tau\geqslant{0}. To prove this, Boltzmann’s equation for the function f is used under the assumption that the particles colliding in the gas have velocities independent of their positions (the so-called molecular chaos hypothesis). Quantum mechanics, however, relates positions and velocities through Heisenberg’s uncertainty relations.

    In 1929, John von Neumann proposed a quantum explanation for the origin of entropy growth. Entropy is defined in terms of the density matrix of quantum mechanics ρ^{\hat\rho} as S(ρ^)=−kBtr{ρ^log⁡ρ^}S(\hat{\rho})=-k_B\text{tr}\{\hat{\rho}\log\hat{\rho}\}. It can be shown that this function does not decrease, even without resorting to a kinetic transport equation, by using the measurement procedure of quantum mechanics. Since then, many physicists have attempted to obtain a quantum version of Boltzmann’s H-theorem (a good overview can be found in the book by Jochen Gemmer, Mathias Michel, and Günter Mahler, Quantum Thermodynamics: Emergence of Thermodynamic Behavior Within Composite Quantum Systems, Lecture Notes in Physics, Springer, 2009).

    dibujo20161026-electrons-and-phonons-in-an-atomic-lattice

    The new article draws on quantum information theory (QIT) and proposes describing the quantum dynamics of a system by means of a quantum channel (QC). In information theory, a (data) channel is the theoretical model of a transmission medium through which information-carrying signals travel from a sender to a receiver. Any quantum system can be interpreted as a (quantum) channel through which information flows. Using quantum channels makes it possible to obtain a quantum formulation of the H-theorem: entropy does not decrease if the evolution of the system is described by a unital quantum channel. The proof presented in the new article applies only to unital channels and makes no claim about non-unital channels.

    A quantum channel is a positive, trace-preserving map of the density matrix, denoted Φ(ρ^){\Phi(\hat\rho)}; it is said to be unital if Φ(1^)=1^\Phi({\hat 1})={\hat 1}. In general, a quantum channel need not be unital; see, for example, G. G. Amosov, “Estimating the output entropy of a tensor product of two quantum channels,” Theoretical and Mathematical Physics 182: 397–406 (2015), doi: 10.1007/s11232-015-0270-6. The new quantum H-theorem concerns unital channels, but it reaches no conclusion about non-unital ones. The authors of this work suggest that, in a quantum system whose evolution is described by a non-unital quantum channel, entropy might decrease locally and the second law of thermodynamics might therefore fail to hold.

    In addition to the mathematical proof of the quantum H-theorem, the article provides three concrete examples of quantum systems modeled by quantum channels. The three figures in this post correspond to each of them. One is unital, while the other two are non-unital. However, in both non-unital systems the second law is still satisfied. As you have read, the article does not present any example of a non-unital channel in which the law is violated, even locally. The authors suggest that such violations may be possible, but they do not provide a demonstration of this claim. This detail appears to have been overlooked by some media outlets reporting on the story.

    In short, this is a very interesting article, but one whose interpretation requires great care. Casually claiming that local violations of the second law of thermodynamics may exist in quantum systems is not the same as presenting a concrete example of such a violation. Quantum physics is subtle, and quantum information theory even more so. Claims of this kind should therefore be treated with caution.

    SOURCES

  • The Shape of a Crisis: A General Theory of Capitalist Cycles

    The Shape of a Crisis: A General Theory of Capitalist Cycles

    Thesis Release · Political Economy

    The Shape of a Crisis

    A general theory of the cycles of the dynamics of the capitalist system in the long run — now available in English

    Every few years the same story is told twice. First, that the economy has entered a new era in which the old rules no longer apply. Then, some months later, that what happened was an accident: a shock, a bubble, a virus, a war. Both tellings share a premise so quiet that it is rarely examined — that the rise and the fall are separate events, and that a good theory of the good years need not be a theory of the bad ones.

    The thesis released today argues the opposite, and then goes to some length to measure it. The boom and the crisis are not two phenomena but two moments of one: the crisis of overproduction is the mechanism by which capitalism restores the conditions of an accumulation that its own success had eroded. Devaluation clears the field; new methods of production are introduced under duress; profitability recovers on the ruins. The recovery is not the negation of the crisis. It is its product.

    That claim is old. What is new here is the attempt to make it decidable — to state it in a form that quarterly data on the United States economy between 1992 and 2024 could have contradicted, and then to check whether they do.

    ❦

    Three questions, and why the order matters

    The investigation is organised around one general objective — to analyse the long-run cyclical behaviour of U.S. capitalism in the light of the dominant economic theories — and three specific ones, asked strictly in this order:

    • Which theory explains and predicts best? Not which is most elegant, or most widely taught, but which survives being pointed at the data.
    • Which factors generate the cycle? Economic and extra-economic alike — the thesis refuses in advance to treat wars and monetary policy as noise sitting outside a clean economic mechanism.
    • By which rules do those factors interact? A list of causes is not a theory. The theory is in the grammar that binds them.

    The order is not decorative. A great deal of applied economics answers the third question with machinery borrowed from a theory it never subjected to the first. Here the selection of the framework is itself a result, defended before it is used.

    Five families of an old argument

    Before measuring anything, the thesis maps the terrain. Economic thought on the cycle is sorted into five groups: the pre-Kondratieff non-heterodox schools; the Kondratieff school; the post-Kondratieff marginalist and neoclassical schools; the heterodox schools; and the historiographic vision of long waves, which reads the cycle through the archives rather than through the equations.

    With that map in hand, three long-running disputes are adjudicated rather than summarised. Does the crisis originate in overproduction or in underconsumption? Is a sustained expansion of credit a symptom of recovery, or of the exhaustion of the conditions that made recovery possible? Is there really an inverse relation between inflation and unemployment, or is the appearance of one an artefact of the precariousness of the labour market? Each is answered, and each answer carries consequences later, when the model is specified.

    A framework that states its own conditions of failure

    A substantial part of the theoretical apparatus is devoted to a materialist characterization of the dialectical method: its fundamental categories, a Marxist ontology built from a metalogical gnoseology, and an explicit treatment of verification, falsification and decidability. The purpose is unglamorous and indispensable — to fix, in advance, which propositions of the theory are empirically decidable and which are interpretive. Without that boundary, no amount of subsequent statistics can tell you what has been tested.

    ❦

    Ten dials, seven of them internal

    The empirical core is a Bayesian generalized linear model of the growth of U.S. real output, estimated with Hamiltonian Monte Carlo and cross-validated against machine-learning and deep-learning competitors. It retains thirteen coefficients across ten factors. Seven are economic:

    FactorWhat it registers
    Net Average Rate of Profit (ARoP)The central variable of the accumulation process, and the one whose long-run tendency the theory predicts.
    Elasticity of the gross rate of surplus value to the average organic composition of capitalHow the exploitation of labour power responds when the technical structure of capital changes.
    Non-residential fixed investmentThe pace of accumulation in the productive sector; the hinge between boom and crisis.
    Inventory-to-sales ratioThe gap between producing value and realising it on the market.
    S&P 500Financialization, entering through a natural cubic spline with three degrees of freedom.
    Non-financial private sector creditThe credit system as the accelerator and the brake, splined with two degrees of freedom.
    Capitalist R&D spendingThe innovative impulse; the second largest coefficient in the model.

    And three are extra-economic: military spending (splined with three degrees of freedom), the federal surplus or deficit, and the effective federal funds rate. Their presence is not a concession to realism. It follows from the argument that an imperial economy counteracts the tendency of its own profit rate to fall by means that are not internal to its national accounts.

    The Average Rate of Profit carries the fourth largest coefficient of the thirteen — behind only the intercept, R&D spending, and one basis function of the splined S&P 500. The conclusion the author draws from its behaviour is worth quoting in substance: what is favourable to the global process of capital accumulation is not thereby favourable to the dynamics of aggregate growth. The two are not the same quantity, and treating them as one is precisely the confusion the cycle punishes.

    Note, too, what the splines are doing. Three of the ten factors would not sit still in a straight line. That is not a technical footnote: it is the first quantitative sign that the interaction of these factors involves thresholds and turning points rather than a stable proportionality.

    ❦

    Not random. Chaotic.

    “Unpredictable” and “random” are not synonyms, and the difference decides what kind of science economics can be. A random system has no internal structure to find. A chaotic one is rigidly determined and still unpredictable at long horizons, because arbitrarily small differences in initial conditions grow exponentially apart.

    Three measurements place the U.S. economy in the second category. The Lyapunov exponent is positive (approximately $0.0515$): small perturbations amplify rather than dissipate. The correlation dimension is not an integer ($3.32798$): the attractor reconstructed by Takens’ theorem has a fractal structure, patterns repeating across scales of time and magnitude — which is what “cyclical, but not periodic” means when it is stated precisely. And recurrence quantification finds high determinism alongside variability in laminarity and in the maximum diagonal line length: underlying deterministic structures that themselves evolve.

    $\lambda > 0 \quad\text{with}\quad D_2 = 3.32798 \notin \mathbb{Z}$

    Read together, these say something a forecaster should find sobering and a theorist should find encouraging. The long-horizon forecast is not merely hard; it is structurally bounded. But the structure that bounds it is real, stable and measurable — which is exactly what a theory of the cycle needs to have something to explain.

    ❦

    The shape of time

    The most unusual instrument in the thesis is topological. The idea is to stop asking how big the numbers are and start asking which observations can see which. Convert the series into a directed visibility graph — a link from one quarter to another when the second is visible from the first over the intervening data — and study the order structure that results.

    Two topologies are built on it, and they disagree in an informative way.

    • The coarser Alexandrov topology, built on temporal reachability, turns out to be connected. At the level of its order structure the economy is globally a single piece: every observation is bound to every other by chains of temporal visibility. There is no quarter that stands apart.
    • The finer Nada topology is locally fragmented — six components under the natural visibility graph, thirty-six under the horizontal one. Zoom in, and the fabric shows seams: structural discontinuities at the level of closed neighbourhoods.

    Global unity and local rupture at once. That duality is not a contradiction to be resolved; it is the object being described. And a third measurement gives the whole thing a direction: the bitopological analysis yields $D = +4$, meaning that expansions generate more temporal visibility than contractions. The cycle is not symmetric in time. Growth accumulates gradually and in view; collapse happens abruptly and blind. Run the film backwards and it is recognisably the wrong film.

    ⚠️ Why you must not “clean” the crises

    There is a habit in applied work of treating extreme values as contamination and smoothing them away by discontinuous imputation. Here that habit is shown to be a category error with a measurable price. The extreme fluctuations of the 2020 crisis belong to a connected block even under the finer topology; severing them is a topological rupture, not a cleaning operation. The thesis reports the consequence directly: models fitted after such imputation performed worse, because one was using predictors suited to one phenomenon — real output growth — to predict a qualitatively different one: real output growth after the crisis had been removed from it. The crises are not noise around the cycle. They are the cycle.

    ❦

    The grammar of the cycle

    The third question receives a seven-part answer. The factors interact through feedback (the rate of profit shapes investment, investment shapes the organic composition of capital, which feeds back into the rate of profit); time lags (R&D and fixed investment pay out on a delay, and the delay is itself cycle-generating); non-linearity (thresholds and regime changes, which is why three factors needed splines); deterministic chaos; sectoral interdependence between the department producing means of production and the one producing means of consumption; topological structure, global connectedness with local fragmentation; and the influence of the global context, which is how military spending and the S&P 500 enter a nominally domestic account.

    The unifying claim is that each phase of the cycle contains the seed of its own negation. New methods of production introduced during the crisis lay the foundations of the next boom; the overaccumulation of the boom prepares the ground for the next crisis. Innovation initially arrests the fall of the profit rate and ultimately deepens it — through the way the degree of exploitation of labour power responds, over time, to the very methods introduced to raise it.

    What a cycle is for

    The thesis closes on a question most treatments never pose. If the cycle is a mechanism, what does it accomplish? Two answers, at different depths. Its intermediate practical end is to restart the process of capital accumulation once instability has reached a critical level — this the mechanism achieves, repeatedly, at a cost borne unevenly. Its definitive practical end is to lay the material and spiritual conditions for a reorganization of the fundamental productive structure of society, one capable of a stability beyond what the capitalist mode of production can reach within its own limits.

    What this establishes, and what it does not

    The evidence supports the claim that classical Marxist economic theory possesses the greatest explanatory and predictive capacity for long-run cycles among the theories examined here, on this economy, over this period. It is a comparative result on the United States between 1992 and 2024, quarterly — not a universal proof, and not a forecast. The thesis is explicit about the cost of its own data: the Average Rate of Profit and the average rate of surplus value were available only annually through 2020, and completing the series to 2024 required temporal disaggregation and prediction, which puts a wider band of uncertainty around the most recent quarters. The philosophical, historical, conceptual and statistical scope of each result is distinguished in the text, and results unfavourable to the hypotheses are reported alongside the favourable ones.

    ❦

    About this edition

    This is the English edition of a thesis originally written in Spanish and submitted to the Universidad Latina de Costa Rica for the degree of Licentiate in Economics. It is interdisciplinary by construction, drawing on Marxist political economy, dialectical and historical materialism, the history and historiography of economic thought, the philosophy and methodology of science, econometrics, Bayesian statistics, the theory of complex systems and topology.

    The edition carries a Note on the Translation that fixes the rendering of the terms whose Spanish usage is technical and not interchangeable with their nearest English cognates — gnoseology, sublation, long wave, solvent demand, technique — and records the editions from which quotations are taken, including the two distinct English and Spanish editions of the Soviet philosophical dictionary, which are cited under different transliterations because they are different books with different pagination.

  • A DIALECTICAL MATERIALIST ANALYSIS ON PATH DEPENDENCE, IRREVERSIBILITY AND TELEOLOGY IN PHYSICAL SYSTEMS

    A DIALECTICAL MATERIALIST ANALYSIS ON PATH DEPENDENCE, IRREVERSIBILITY AND TELEOLOGY IN PHYSICAL SYSTEMS

    Why Broken Eggs Don’t Unbreak — A New Physics of History, Direction, and Purpose
    Physics • Philosophy • Foundations

    Why Broken Eggs Don’t Unbreak

    A philosopher argues that history, not mechanics, is the deepest grammar of the physical world — and that matter itself pursues stability.

    Based on a paper by José Mauricio Gómez Julián ~9 min read

    Why does a broken egg never reassemble itself? Every law governing the motion of its atoms is perfectly reversible — run the film backward and nothing in the mathematics complains. And yet, in the real world, broken eggs stay broken. This gap between what our equations allow and what nature actually does has haunted physics for over a century. A new paper from the University of Costa Rica proposes an answer that is as philosophically bold as it is mathematically precise.

    The Paradox That Won’t Go Away

    In the 1870s, the Austrian physicist Josef Loschmidt challenged Ludwig Boltzmann’s statistical explanation of the second law of thermodynamics. His objection was devastatingly simple: if the equations of motion work the same forwards and backwards in time, how can entropy — disorder — only ever increase? This is Loschmidt’s paradox, and it sits at the intersection of thermodynamics, quantum mechanics, and the philosophy of science.

    Physicists have proposed many partial answers. Some invoke the statistical improbability of reversal (there are astronomically more disordered states than ordered ones). Others appeal to cosmological boundary conditions — the universe simply started in a very special, low-entropy state. More recent work, cited in this paper, turns to information theory and Landauer’s principle (the idea that erasing information has a minimum physical cost).

    But the author — José Mauricio Gómez Julián, writing from the University of Costa Rica — finds all of these solutions insufficient. His central claim is provocative: the paradox is not in nature. It is in our models. We build theories that are fundamentally ahistorical, then act surprised when the real world — which is fundamentally historical — doesn’t obey them. The problem, he argues, is not that reality misbehaves. It is that our theories refuse to remember.

    The Core Move

    Instead of asking “Why is the macroscopic world irreversible?”, the paper reframes the question entirely: “Why do we insist on building reversible models and then call irreversibility a paradox?”

    The Philosophical Engine: Dialectical Materialism

    The paper is grounded in dialectical materialism — a philosophical tradition rooted in Marx and Engels, developed further by Hegel (in its idealist form) and by Soviet physicists like Blokhintsev and Rosental. If that sounds unusual for a physics paper, the author would say: that’s exactly the point.

    Dialectical materialism holds that reality is made of matter in motion, that contradictions are not flaws in our thinking but features of the world, and that quantitative changes eventually produce qualitative leaps. It also insists on a distinction that modern physics has muddled:

    • Epistemology — what we can know and measure (our limitations as observers).
    • Ontology — what actually exists in the world, regardless of our ability to observe it.

    This distinction turns out to be the paper’s sharpest tool. When quantum mechanics says that a particle’s position is “uncertain,” the author asks: is that uncertainty a feature of reality (ontology), or a feature of our knowledge (epistemology)? His answer is nuanced and consequential. The Schrödinger equation itself is fully deterministic — give it an initial state and a Hamiltonian, and it will predict the future wave function with perfect precision. The randomness enters only when we try to measure — when the quantum system meets our macroscopic instruments.

    In other words, probability in quantum mechanics is an epistemological resource — a powerful tool for managing complexity and incomplete knowledge — not a statement that reality itself is fundamentally random. This does not mean quantum mechanics is wrong. It means that its probabilistic character tells us about us, not about the universe.

    The author is careful, however, to distinguish this from classical Laplacian determinism. Heisenberg’s uncertainty principle, he argues, is ontological — it reflects genuine structural features of reality (the complementarity between position and momentum). So the world is deterministic in a deep sense, but not in the naive clockwork sense. It is deterministic in the way a complex, path-dependent system is deterministic: constrained, structured, lawful — but too intricate for any observer to fully predict.

    When the terrain disagrees with the map, trust the terrain

    Path Dependence: History Before Time

    Here is where the paper makes its most original conceptual move. The author argues that path dependence is more fundamental than time itself.

    What does this mean? In complex systems — economies, ecosystems, living organisms — the current state depends not just on the present conditions but on the entire sequence of events that led there. An economy with the same GDP, population, and technology as another can behave very differently because its institutions, crises, and policy choices followed a different historical path. The paper claims this is not just a feature of complex systems. It is a feature of all physical reality, at every scale.

    In this framework, time is reimagined. It is not a background parameter through which things happen (as in Newtonian mechanics), nor a dimension woven into spacetime (as in relativity), but rather a structure that records material transformations — a kind of universal memory. Space and time co-emerge as the necessary fabric for matter to develop and preserve its evolutionary trajectory.

    The author traces this insight back to Hegel’s philosophy of nature (published decades before Einstein’s relativity), where place, space, and time are understood as a unity — and where motion (and therefore matter) arises from their contradiction. The passage is striking:

    Place is spatial singularity… This perishing and regenerating of space in time and of time in space… is movement. This becoming… is the immediate, identical and existing unity of space and time: it is matter.
    — Hegel, Encyclopaedia of the Philosophical Sciences

    If path dependence is fundamental, then irreversibility is not something to be explained — it is something to be assumed, just as mathematicians assume the existence of natural numbers rather than proving it. Every broken egg, every aging star, every evolved species is evidence that the universe remembers its own history.

    A New Equation for a Remembering Universe

    The author doesn’t stop at philosophy. He proposes a concrete mathematical reformulation of the Schrödinger equation — the foundational equation of quantum mechanics — to make path dependence explicit.

    Standard quantum mechanics writes:

    Standard Form

    iℏ ∂ψ/∂t = Ĥ ψ

    where the Hamiltonian Ĥ describes the system’s energy at a given instant.

    The paper’s reformulation introduces a history-dependent Hamiltonian:

    Path-Dependent Form

    iℏ ∂ψ/∂t = Ĥ(t) ψ

    where Ĥ(t) = Ĥ₀ + ∫ K(t, t′) ψ(t′) dt′

    Here, t is not clock time but an interaction index — an ordering of how physical interactions emerged. The kernel K(t, t′) encodes how every prior interaction influences the current one.

    This is a bold move. It says: the state of a quantum system at any moment is shaped by the entire chain of interactions that brought it there — not just by its instantaneous configuration. The author also defines a metric on this “interaction space,” capturing the distance between interactions in terms of both complexity and energy change, and proves it satisfies the standard properties of a mathematical metric (nonnegativity, symmetry, triangle inequality).

    The elegance of this formulation is that it reproduces known physics as special cases:

    • Classical regime (low energy, macroscopic): the metric reduces to ordinary Euclidean geometry.
    • Relativistic regime (high velocity): it reproduces the Minkowski spacetime interval.
    • Quantum regime (entanglement, superposition): the metric captures quantum correlations through entanglement entropy.

    Entanglement Without Spookiness

    The path-dependent framework also offers a fresh take on quantum entanglement — Einstein’s famous “spooky action at a distance.” In the standard picture, measuring one entangled particle seems to instantaneously affect its partner, no matter how far away. In the author’s framework, entangled particles don’t communicate across space. They share a common interaction history. They are “close” in interaction space even when they are far apart in physical space — much like two points on a folded piece of paper that look distant but are actually adjacent when the paper is unfolded.

    Bell’s theorem — which proved that no local realistic theory can reproduce all quantum predictions — is not violated but reinterpreted: the “nonlocality” is real in emergent spacetime but disappears when you consider the deeper interaction space. Locality is preserved at the fundamental level; it only appears broken in the effective spacetime we observe.

    Why Does Matter Seek Stability?

    IV

    The paper’s second major argument is about teleology — the idea that natural processes are directed toward ends or purposes. This is a concept that modern science has largely banished (with some notable exceptions in biology). The author argues it should be restored — but in a materialist, not a mystical, form.

    The claim: physical systems universally tend toward maximum achievable stability within their material constraints. This is not an external force or an intelligent design. It is an inherent property of matter itself, arising from the internal contradictions within material systems.

    The evidence spans every scale of reality:

    • Cosmological: The universe’s laws appear “fine-tuned” for structure and complexity. Cyclic cosmological models suggest a drive to preserve laws conducive to stability.
    • Stellar: Stars burn through nuclear fuel, then transform — into white dwarfs, neutron stars, or supernovae — each outcome representing a reorganization toward the next achievable stable state.
    • Chemical: The pressure-induced transformation of graphite to diamond. Autocatalytic systems that reorganize when reactants deplete.
    • Biological: DNA’s role as a stable transcription template. Gould’s punctuated equilibria — long periods of stasis followed by rapid change. Insect metamorphosis.
    • Neural: The brain reorganizing through neuroplasticity after injury or during learning.
    • Social: Revolutions occurring when existing structures of production become incompatible with productive forces.

    In each case, the pattern is the same: systems seek stability, achieve it temporarily, exhaust the conditions that made it possible, undergo a qualitative transformation, and resume the search in a new configuration. Stability is the attractor; transformation is the mechanism.

    Least Action and Ground States

    The author connects this teleological perspective to two pillars of physics:

    The principle of least action — the mathematical rule that physical systems follow paths that extremize (usually minimize) the “action” functional. This is usually treated as a computational tool. The paper reinterprets it as a teleological law: systems select trajectories in service of their drive toward stability, and the path of least action is the one that best serves this purpose. Sometimes, the system does not take the absolute minimum energy path — because the absolute minimum may not serve the broader goal of sustained stability.

    The ground state tendency — quantum systems’ natural inclination to settle into their lowest energy configuration. The author, drawing on Solovej’s work on the stability of matter, argues this is not merely a mechanical outcome but an expression of matter’s fundamental need for stabilization. Electrons don’t “accidentally” fall into lower energy levels. They are driven there by the internal logic of material reality.

    Key Insight

    Teleology here is not purpose in the human sense — no intentions, no intelligence. It is the tendency of matter to resolve its own internal contradictions by seeking the most stable configuration available. Purpose arises from the inherent contradictions of matter, not from any external guide.

    The Arrow of Time, Revisited

    With path dependence as the foundation, the arrow of time becomes almost trivial to explain. Time flows in one direction because systems are historical. The future depends not only on the present state but on the entire trajectory that led to it. Irreversibility is not a statistical accident or a cosmological boundary condition — it is a structural feature of reality, as basic as the existence of natural numbers in mathematics.

    The author draws an analogy to the Cosmic Microwave Background (CMB) — the faint radiation left over from the early universe, which provides a natural “preferred frame” for cosmic observations without violating relativity. Similarly, the paper proposes that a preferred temporal direction can emerge from path dependence without requiring absolute time. Each observer may have their own “proper time,” but the causal structure — the chain of dependencies — is invariant and objective across all reference frames.

    This bridges a gap between quantum mechanics and general relativity. Quantum theory works with a notion of time closer to the classical (absolute) picture, while relativity treats time as relative and observer-dependent. The path-dependence framework offers a way to reconcile both: the ordering of interactions is fundamental and observer-independent; the measurement of time is relative.

    Testable Predictions

    The paper does not remain in the realm of philosophy. It proposes four concrete experimental protocols:

    • Decoherence studies: Prepare identical quantum systems, give them different interaction histories, and measure whether their decoherence rates differ. The paper predicts they will.
    • Entanglement analysis: Generate entangled photon pairs, expose them to different interaction histories, and check whether entanglement strength decays exponentially with “interaction distance” as the metric predicts.
    • Modified double-slit experiment: Introduce controlled interaction histories before particles reach the slits and look for history-dependent deviations in the interference pattern.
    • Time emergence clocks: Prepare identical atomic clocks with different interaction histories and compare their temporal evolution rates.

    These are technically demanding experiments — requiring millikelvin temperatures, ultra-high vacuum, single-photon detection, and high-fidelity quantum tomography — but they are within reach of current laboratory capabilities. The predictions are specific enough to be falsified, which is exactly what good science requires.

    Why This Matters Beyond Physics

    FOR THE NON-PHYSICIST

    If you are an economist, a political scientist, or simply someone who thinks about how societies change, this paper’s conceptual framework should feel familiar — and provocative.

    The concept of path dependence is already central to institutional economics (think of Douglass North or Paul David’s QWERTY keyboard). The idea that history matters — that you cannot understand a system’s current state without knowing how it got there — is a staple of comparative politics and historical sociology. What this paper does is argue that path dependence is not just a useful metaphor borrowed from physics. It is a fundamental feature of physical reality itself.

    Similarly, the paper’s concept of teleology without intention — systems pursuing stability through the internal logic of their own contradictions — resonates powerfully with Marx’s theory of historical materialism, where modes of production develop, exhaust their potential, and undergo revolutionary transformation. The author draws this connection explicitly, noting that revolutions occur “when existing relations of production become incompatible with developing productive forces.”

    And the distinction between epistemology and ontology — between what we can model and what actually exists — is a question every social scientist should take seriously. When our econometric models fail to predict a financial crisis, is the crisis a “black swan” (an anomaly), or is it evidence that our models are too ahistorical to capture reality?

    The problem is not that reality “contradicts” theory but that theory is a limited abstraction of reality, creating tension when attempting to make reality fit the model instead of developing models that capture reality’s historical-contextual nature.
    — José Mauricio Gómez Julián

    A Bridge Between Worlds

    This is not a paper that will convince everyone. Its philosophical framework — dialectical materialism — is unfamiliar and, for some, politically charged. Its mathematical proposals, while rigorous, are exploratory and await experimental confirmation. Its claim that teleology is a fundamental feature of matter will strike many physicists as a step backward toward pre-modern thinking.

    But that is precisely what makes it worth reading. In a landscape where theoretical physics has fragmented into string theory, loop quantum gravity, and various interpretations of quantum mechanics that all reproduce the same experimental results, a paper that asks “What if we’re starting from the wrong assumptions?” is exactly the kind of provocation that science needs.

    The paper’s deepest contribution may be methodological: a demonstration that philosophy and physics can inform each other without either colonizing the other. The philosophical framework provides the conceptual clarity to ask better questions. The physics provides the experimental discipline to test whether those questions have real answers.

    Whether or not its specific proposals survive experimental scrutiny, the paper succeeds in something more modest but no less important: it makes you see the broken egg differently. Not as a problem to be explained away, but as evidence of a universe that remembers — and that, in remembering, moves irreversibly forward.

    Original paper: “A Dialectical Materialist Analysis on Path Dependence, Irreversibility and Teleology in Physical Systems” by José Mauricio Gómez Julián, University of Costa Rica.

    Available as a preprint: OSF Preprints

    This post is an explanatory summary and does not represent the views of the author or any institution. Errors in interpretation are the blogger’s own.

  • Outlining a Dialectical Hypothesis On The C-Value Paradox In The Light of Quantum Chemistry

    Outlining a Dialectical Hypothesis On The C-Value Paradox In The Light of Quantum Chemistry

    Why an Amoeba Has 200 Times More DNA Than You — A Philosophical Take on the C-Value Paradox
    Explainers · Philosophy of Science · Molecular Biology

    The C-Value Paradox:

    Why an Amoeba Has 200 Times More DNA Than You?

    A philosopher argues that the way we count genes is broken — and proposes a dialectical, quantum-informed fix.

    Blog Post 2025
    ~ 9 min read

    Imagine you are handed two books. One is a slim novella; the other is an encyclopedia the size of a suitcase. Intuitively, you’d guess the encyclopedia contains more information. Now imagine that the novella turns out to encode the instructions for building an entire human being, while the suitcase-sized volume merely describes how to be a single-celled amoeba. Welcome to the C-value paradox — one of the most stubborn puzzles in modern biology — and to a recent paper that proposes a genuinely unusual way of thinking about it.

    The article in question is “Outlining a Dialectical Hypothesis on the C-Value Paradox in the Light of Quantum Chemistry” by the philosopher José Mauricio Gómez Julián, published in the Pitt Philosophy of Science archive (available here). It is not a typical biology paper. It moves fluidly between Hegelian logic, quantum mechanics, selfish genetic elements, and the mathematics of how we measure sets. If that sounds intimidating, don’t worry: by the end of this post, you’ll see why the argument matters — even if you’ve never opened a biology textbook.

    1. The Puzzle: More DNA, But Not More Complexity

    Let’s start with the basics. Every living cell carries a complete copy of the organism’s DNA — its genome. Biologists measure genome size in base pairs (bp) or, for convenience, in megabases (Mb), where 1 Mb = one million base pairs. This measurement is called the C-value.

    In prokaryotes (bacteria and archaea — the simplest forms of life, without a cell nucleus), the relationship is fairly intuitive: bigger genome, more genes, somewhat more complex organism. But when we turn to eukaryotes (everything from yeast to humans, with cells that contain a nucleus), the intuition collapses.

    A Few Striking Numbers
    Organism Genome Size (Mb) Gene Count (approx.)
    Yeast12~6,000
    Fruit fly180~14,000
    Human3,400~20,000–25,000
    Onion18,000—
    Amoeba (A. dubia)686,000—

    Sources: Latorre & Silva (2013); Pray (2022).

    A single-celled amoeba carries roughly 200 times more DNA than a human being. An onion needs about five times more DNA than we do. Amphibians, as a group, show genome-size variations of up to 91-fold. As the paper notes, citing Latorre and Silva, “it is hard to believe that this may reflect variations of nearly 100 times the number of genes necessary to give rise to the corresponding amphibians.”

    Nor is it simply a matter of how many genes there are. Even the raw count of protein-coding genes doesn’t track complexity well: a pufferfish has roughly the same number as a human (~35,000), and the rice plant has more (~51,000). The disconnect between genome size, gene number, and organismal complexity is the C-value paradox.

    2. Why Should Anyone Outside Biology Care?

    If you’re an economist, a political scientist, or a mathematician, you might be wondering what amoebae have to do with your work. The answer lies not in the biological details but in the type of reasoning the paper employs. Gómez Julián is making an argument about how we measure complexity — and specifically, why our standard tools for counting and measuring break down when the system we’re studying is fundamentally nonlinear.

    This is a problem that recurs everywhere: in financial markets (where small shocks cascade unpredictably), in political systems (where a single event can reshape an entire order), and in ecology (where species interact in webs, not chains). The C-value paradox is, at its core, a case study of what happens when you try to impose a linear accounting framework on a nonlinear reality.

    3. The Philosophy: What Does “Dialectical” Mean Here?

    The paper’s philosophical backbone comes from dialectical materialism — a tradition rooted in Hegel and adapted by Marx, Engels, and later Soviet philosophers. For readers unfamiliar with the term, here is the essence in plain language:

    Things are not only what they are in terms of their current state of development, but also their potential.

    In this framework, reality is a totality: not just what currently exists, but what could exist, what is coming into being, and what is being annihilated. The concept of “contradiction” is central — but not in the colloquial sense of a logical error. A dialectical contradiction means that any complex thing contains opposing developmental tendencies that are simultaneously complementary and mutually exclusive. These tendencies can be nonantagonistic (stable, coexisting) or antagonistic (destabilizing, eventually forcing the system to transform into something qualitatively new).

    Gómez Julián draws an explicit parallel between this philosophical notion and Bohr’s complementarity principle in quantum mechanics: to understand a quantum phenomenon fully, you need both the wave description and the particle description, even though they are mutually exclusive. The paper argues that this isn’t merely an analogy — it reflects a deeper logical structure shared across physics, chemistry, and biology.

    For those with an economics background, the parallel to dialectical reasoning in political economy is direct. Just as a commodity is simultaneously a use-value and an exchange-value — and you cannot understand the commodity by examining only one aspect — so a gene is simultaneously a physical structure (DNA sequence) and a functional agent (information carrier, regulatory element, or “selfish” replicator). Reducing it to just one dimension is precisely what creates the paradox.

    4. The Mathematical Core: Why Linear Counting Fails

    Now we arrive at what will interest the mathematicians and econometricians. The paper makes a precise mathematical claim: the tools we use to count genes assume linearity, but the genetic system is nonlinear.

    Formally, a function φ is called sigma-additive (or countably additive) if the measure of a union of disjoint sets equals the sum of the measures of each set. This is the standard foundation of probability theory and measure theory — the Kolmogorov axioms that every statistician and econometrician relies on.

    A subadditive function, by contrast, only requires that the measure of the union be less than or equal to the sum of the parts. Additive functions are a special case of subadditive ones. In genetics, if you use an additive model, you are assuming a perfect linear relationship between the number of allele copies and the organism’s traits — no dominance, no interaction, no epistasis. As Huang and Mackay (2016) showed, this assumption is empirically inadequate for most quantitative traits.

    Gómez Julián’s argument is that counting genes with sigma-additive functions implicitly treats the genome as a linear system: more genes = proportionally more complexity. But the evidence shows this is false. The complexity emerges from how genes interact, not from how many there are. Therefore, the counting function itself must change.

    5. What Actually Generates Complexity? Eight Factors

    The paper proposes that any meaningful relationship between gene count and organismal complexity must account for eight key aspects of the underlying molecular processes. Here they are, translated into plain terms:

    1. What kind of information is encoded? — Not all genes carry the same type of instruction. Some code for structural proteins; others regulate when and where those proteins are made.
    2. What encoding system is used? — The “language” of the genome is not uniform; different regions operate under different coding rules.
    3. Should we weight protein-coding genes more heavily? — Protein-coding genes make up only about 1.5% of the human genome. Should the other 98.5% count equally?
    4. What type of transcription occurs? — Through alternative splicing, a single gene can produce multiple different proteins. Humans may produce over 500,000 distinct proteins from only ~20,000 genes. The process is not one-to-one.
    5. DNA is a nonlinear dynamical system. — The double helix doesn’t behave like a simple linear chain. Researchers have modeled it using nonlinear Hamiltonians since at least the 1980s, and solitary conformational waves (solitons) can propagate along the strand.
    6. What type of gene is involved? — There are protein-coding genes, RNA genes, regulatory sequences, transposable elements, and more. They don’t all contribute to “complexity” in the same way.
    7. What role do “negative genes” play? — This is one of the paper’s most distinctive contributions. Gómez Julián renames so-called “selfish genes” as “negative genes” — borrowing the concept of negativity from dialectical philosophy. These are genetic elements (like transposons) that replicate for their own benefit, even if they are harmful or neutral to the organism. They exist in a state of unity and struggle with the organism’s “ordinary” genes, and this conflict is, according to Werren (2011), “an important driver of evolutionary change and innovation.”
    8. What happens during and around transcription? — This is when the DNA double helix unwinds and single strands are exposed. It is the moment of maximum vulnerability and maximum creative potential: DNA editing, trans-splicing, and tandem chimerism all occur here. The source of nonlinear complexity, the paper argues, is concentrated in this phase.

    If these eight factors could be incorporated into a new kind of counting function — one that captures nonlinear interactions, gene regulation, and the dialectical interplay between “positive” and “negative” genes — the paradox might dissolve. Genome size and gene number would, at least approximately, map onto organismal complexity.

    6. Quantum Chemistry Enters the Picture

    You might wonder: where does quantum mechanics fit into all of this? The paper’s answer is that the covalent bonds holding DNA together are quantum-mechanical phenomena. As early as the 1920s, Heitler and London showed that covalent bonds can be understood through the Schrödinger equation. The nucleotides in each DNA strand are linked by strong covalent bonds, so the strand’s dynamics — its rigidity, its unwinding, its conformational changes — are ultimately governed by quantum mechanics.

    In practice, solving the full Schrödinger equation for a molecule as large as DNA is computationally staggering. But progress is being made. The paper points to three recent advances:

    Computational Progress

    Analytical and numerical solutions of the Peyrard-Bishop DNA model (a nonlinear model of DNA dynamics) now show strong convergence (Al et al., 2020). Kink and localized solutions for the helicoidal version of the same model have been found and could serve as tools for modeling DNA-to-RNA transcription (Zdravković et al., 2019). And quantum annealing has been applied to de novo genome assembly — solving the combinatorial problem of stitching DNA fragments together using quantum and quantum-inspired optimization (Boev et al., 2021).

    These are early steps, but they suggest that the computational barriers to modeling DNA as a quantum-mechanical, nonlinear system are not permanent. Quantum computing may eventually make the Schrödinger-based analysis of large molecules feasible.

    7. The Bigger Picture: A Self-Teaching Universe

    At this point, the paper makes its most ambitious philosophical move. Drawing on research by Alexander et al. (2021), Gómez Julián describes a universe that is self-organized, deterministic, historically determined, and autodidactic — one that “evolves learning in an autodidactic way its own laws,” applying a process physically equivalent to biological natural selection at a cosmological scale. The universe, in this view, is a system that adds new nonlinearities to itself over time — a kind of spontaneous increase in complexity.

    This is linked to the concept of emergence: the spontaneous appearance of new information (new structures, new behaviors) as a result of a system’s internal dynamics. The laws of physics may themselves be subject to higher-order laws, just as a logic of a certain order is subject to the rules of a higher-order logic.

    For the C-value paradox, the implication is this: you cannot understand the parts (genes) without understanding the whole (the organism and its evolutionary history), and you cannot understand the whole without understanding how it emerged from the parts. The truth, as Hegel would say, is in the totality.

    · · ·

    8. So What Would a Solution Actually Look Like?

    Gómez Julián is careful to say that his paper is a guide, not a solution. He proposes the construction of a “paradox-free gene counting function” (PFGCF) — a new mathematical object that would replace simple sigma-additive counting with something capable of capturing:

    • Nonlinear gene interactions
    • The role of alternative splicing and regulatory elements
    • The dialectical interplay between ordinary genes and “negative” (selfish) genes
    • Quantum-mechanical properties of DNA structure
    • What happens during and around transcription

    This function might not even be a single function at all, but rather a family of functions, each capturing different aspects of genomic complexity. The construction will require, the paper argues, “philosophers, chemists, geneticists, and physicists, as well as the use of high-capacity computational equipment.”

    It is, in the author’s own words, a “legitimate speculation” — grounded in established science but not yet experimentally verified. The value of the paper lies in its identification of which factors matter and what kind of mathematics is needed, rather than in providing a finished model.

    9. Why This Paper Matters (Even If You’re Not a Biologist)

    Let’s return to the question of why a non-biologist should care. Here are three reasons:

    The whole is more than the sum of its parts — and the tools we use to count the parts must reflect that.

    First, the paper is a case study in interdisciplinary thinking. It weaves together philosophy, mathematics, chemistry, and biology in a way that is rare in any field. Whether or not you agree with its dialectical-materialist framework, the attempt to build a bridge between Hegel and quantum chemistry is intellectually stimulating.

    Second, it highlights a general methodological problem: when linear tools fail, what replaces them? Economists face this when GDP doesn’t capture well-being; political scientists face it when vote counts don’t capture democratic health; mathematicians face it whenever measure theory meets real-world complexity. The paper’s call for new counting functions is, at bottom, a call for new mathematics.

    Third, it reminds us that paradoxes are productive. The C-value paradox has been around for decades and hasn’t been solved — but it has forced biologists to discover alternative splicing, transposable elements, non-coding RNA, and epigenetic regulation. The paradox was never a dead end; it was a signpost pointing toward deeper truths. That’s a lesson every discipline can take to heart.

    · · ·

    You can read the full paper by José Mauricio Gómez Julián at the PhilSci Archive: https://philsci-archive.pitt.edu/24513/

  • A New Theory in Physics Claims to Solve the Mystery of Consciousness

    A New Theory in Physics Claims to Solve the Mystery of Consciousness

    Interesante artículo, sin embargo, debe tenerse cuidado de no caer en la tentación del reduccionismo. Tentación a la que parecen sucumbir los investigadores cuando señalan que “la conciencia debe investigarse con las mismas herramientas matemáticas que los físicos usan para otros fenómenos relativistas conocidos”. A pesar de ello, “Ella no usa órganos sensoriales, mide sus representaciones neuronales directamente por la interacción entre una parte de su cerebro con otras partes. Mide sus representaciones neuronales según sus relaciones con otras representaciones neuronales.” es un notable hallazgo en términos de la relación del todo y las partes y en términos de que lo fundamental en los fenómenos son sus relaciones internas. Esto refuerza diversos principios del Materialismo Dialéctico.

    Source: Bar-Ilan University How do 1.4 kg of brain tissue create thoughts, feelings, mental images, and an inner world? The ability of the brain to create consciousness has baffled some for millennia. The mystery of consciousness lies in the fact that each of us has subjectivity, something that is like to sense, feel and think. […]

    A New Theory in Physics Claims to Solve the Mystery of Consciousness